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🧱 Market Reform

Short Sale Ban Extended Until March 30, 2025

Korea Financial Service Commission: Short Sale Ban Extended Until March 30, 2025.

The Financial Services Commission held an extraordinary session on June 13 and decided to extend the period of enforcing short sale ban currently set to expire at the end of this month until March 30, 2025. However, covered short selling by market makers and liquidity providers will continue to be

SEC Chair Gary Gensler

SEC Chair Gary Gensler: "Without additional resources, the oversight of markets is at risk. Our ability to find bad actors is at risk. Our responsiveness to market participants is at risk."

Today, SEC Chair Gary Gensler appeared before Congress to give testimony before the Subcommittee on Financial Services and General Government. According to Gary, the U.S. capital markets have seen significant growth and increased participation from everyday investors. Currently, 58% of U.S. households own stocks, up from 52% in

FINRA DELAYS for 45 days moving forward with Rule 6500

FINRA Alert! FINRA DELAYS for 45 days moving forward with Rule 6500 Series (Securities Lending and Transparency Engine (SLATE)) requiring reporting of securities loans and provide for the public dissemination of loan information.

FINRA is proposing, as required by Securities Exchange Act Rule 10c-1a, to adopt the new FINRA Rule requiring the reporting of securities loans and provide for the public dissemination of loan information. The proposed rule change was published for comment May 7, 2024 and a decision on the rule needed

2 DAYS LEFT TO SUBMIT YOUR COMMENT TO THE SEC

Time is ticking away, with only 2 days remaining to support the rejection of SR-OCC-2024-001: Have you sent your comment to the SEC yet?

Are you ready to join household investors in championing integrity in our financial markets? Step up and claim your place in history amongst the greats.

Comment Template for new FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE))

Comment Template for new FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE)) to require reporting of securities loans and provide for the public dissemination of loan information. Comments Due by 5/28/24.

Before going any further, have you checked out kibblepigeon's post? 💡REGULATORY KILL SHOT 🎯 Rule proposal: SR-OCC-2024-001 has been shut down by the SEC & we're close to getting it kicked out. Time to drive home this win. Find PART TWO here 🎯 ⏰ ⏳ DEADLINE: Friday 17th May 2024

CALL OF DUTY - OPERATION: MARKET REFORM

REGULATORY KILL SHOT - Rule proposal: SR-OCC-2024-001 has been shut down by the SEC. Let's drive this win home.

The SEC's rejects OCC's bid to adjust margin thresholds for clearing members during high market volatility. Does this signal OCC's concern over risk of default?

FINRA proposes reporting of securities loans and provide for the public dissemination of loan information.

FINRA is proposing to adopt the new FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE)) to require reporting of securities loans and provide for the public dissemination of loan information.

Background: "In its Adopting Release, the Commission stated that SEA Rule 10c-1a would increase transparency in the securities lending market, resulting in a reduction of the information disadvantage faced by end borrowers and beneficial owners, improved price discovery, increased competition among providers of securities lending analytics services, reduced costs