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SEC Alert! The SEC's 24th CLOSED door meeting this year via the Sunshine Act set for Thursday June 15th to consider enforcement proceedings now twice rescheduled & moved up in in the day--was 2 p.m., then 10 a.m., now 9:15 a.m.

https://public-inspection.federalregister.gov/2023-12638.pdf https://public-inspection.federalregister.gov/2023-12822.pdf https://public-inspection.federalregister.gov/2023-12996.pdf Hypothesis: Reading between the lines of what they are saying and comparing it to their actions (24 CLOSED door ENFORCEMENT meetings so far this year), is the SEC preparing to take action
dismal-jellyfish ๐Ÿ—ฃ Discussion / Question

SEC Alert! SEC will hold a public meeting on Thursday, June 22, 2023 at 10:00 a.m. (ET) & will be OPEN to the public to attend/ask questions. Proposed Rule 10B-1 would require anyone owing a security-based swap position that exceeds threshold determined

https://public-inspection.federalregister.gov/2023-12890.pdf MATTERS TO BE CONSIDERED The agenda for the meeting includes: * welcome and introductory remarks; opening remarks; * approval of previous meeting minutes; * a panel discussion regarding private funds/markets and outbound investments in countries of concern; * a panel discussion regarding ensuring digital engagement practices responsibly
dismal-jellyfish ๐Ÿงฑ Market Reform

Inflation Alert! โ€˜Greedflationโ€™ is replacing 'inflation' as companies raise prices for bigger profits, 'companies appear determined to raise prices even more, despite a decline in shipping and gas costs.'

https://www.marketwatch.com/story/greedflation-is-replacing-inflation-as-companies-raise-prices-for-bigger-profits-report-finds-bfb51060 Theyโ€™re calling it โ€œgreedflation.โ€ Thatโ€™s the practice by many S&P 500 food and consumer companies of raising prices to protect what a new report calls their โ€œcushioned corporate profits,โ€ and it has enabled them to boost margins through the current
dismal-jellyfish ๐Ÿ“ˆ Macroeconomics

SEC Alert! Today, the Office of Information and Regulatory Affairs released the Spring 2023 Unified Agenda of Regulatory and Deregulatory Actions, which includes contributions related to the SEC and short- and long-term regulatory actions that SEC plans

* Proposed Rule Stage Amendments to Requirements for Filer Validation and Access to the EDGAR Filing System 3235-AM58 * Proposed Rule Stage Incentive-Based Compensation Arrangements 3235-AL06 * Proposed Rule Stage Corporate Board Diversity 3235-AL91 * Proposed Rule Stage Disclosure of Payments by Resource Extraction Issuers 3235-AM06 * Proposed Rule Stage Rule 144 Holding Period 3235-AM78
dismal-jellyfish ๐Ÿงฑ Market Reform

CFTC Alert! CFTC Extends Public Comment Period on proposal to address the treatment of separate accounts of a single beneficial owner by futures commission merchants (FCMs) that are clearing members of derivatives clearing organizations.

Source: Federal Register CFTC is extending through June 30, 2023 the deadline for the public comment period on a proposal to address the treatment of separate accounts of a single beneficial owner by futures commission merchants (FCMs) that are clearing members of derivatives clearing organizations, consistent with the no-action position
dismal-jellyfish ๐Ÿงฑ Market Reform

FINRA 'discipline' RBC Capital Markets from 8/28/15-11/2/20, reported to FINRA a total of 1,554,311,898 orders & from 8/28/15-11/2/20 11,623,033 orders with an inaccurate capacity code. Penalties? $1,005,000 in fines & censure.

Good morning Superstonk! Jellyfish here with you to share something I saw via FINRA's discipline: RBC Capital Markets from 8/28/15-11/2/20, reported to FINRA a total of 1,554,311,898 orders & from 8/28/15-11/2/20 11,623,033 orders with an
dismal-jellyfish ๐Ÿ“ฐ News