SEC Alert! SEC will hold a public meeting on Thursday, June 22, 2023 at 10:00 a.m. (ET) & will be OPEN to the public to attend/ask questions. Proposed Rule 10B-1 would require anyone owing a security-based swap position that exceeds threshold determined

https://public-inspection.federalregister.gov/2023-12890.pdf

MATTERS TO BE CONSIDERED

The agenda for the meeting includes:

welcome and introductory remarks; opening remarks;
approval of previous meeting minutes;
a panel discussion regarding private funds/markets and outbound investments in countries of concern;
a panel discussion regarding ensuring digital engagement practices responsibly expand investment opportunities;
a panel discussion regarding audit committee workload and transparency; a discussion of a recommendation regarding single-stock exchange traded funds;

a discussion of a recommendation regarding proposed amendments to regulation 13D-G and proposed rule 10B-1 under the Securities Exchange Act of 1934

proposed new Rule 10B-1 would require any person, or group of persons, who owns a security-based swap position that exceeds the threshold amount set by the rule to promptly file with the SEC a statement containing the information required by Schedule 10B on the SEC’s EDGAR filing system. ;
a discussion of a recommendation regarding registered investment adviser oversight; subcommittee and working group reports; and a non-public administrative session.

Public Comment:

The public is invited to submit written statements to the Committee. Written statements should be received on or before June 21, 2023.
Electronic Statements: • Use the Commission’s Internet submission form (http://www.sec.gov/rules/other.shtml); or •
Send an email message to [email protected]. Please include File No. 265-28 on the subject line
All submissions should refer to File No. 265-28. This file number should be included on the subject line if email is used.

TLDRS:

The SEC will hold a public meeting on Thursday, June 22, 2023 at 10:00 a.m. (ET) & will be OPEN to the public to attend/ask questions.
Proposed Rule 10B-1 would require anyone owing a security-based swap position that exceeds threshold determined by rule to promptly file with the SEC.
OPEN for comment!