SEC Alert! Today, the Office of Information and Regulatory Affairs released the Spring 2023 Unified Agenda of Regulatory and Deregulatory Actions, which includes contributions related to the SEC and short- and long-term regulatory actions that SEC plans
- Proposed Rule Stage Amendments to Requirements for Filer Validation and Access to the EDGAR Filing System 3235-AM58
- Proposed Rule Stage Incentive-Based Compensation Arrangements 3235-AL06
- Proposed Rule Stage Corporate Board Diversity 3235-AL91
- Proposed Rule Stage Disclosure of Payments by Resource Extraction Issuers 3235-AM06
- Proposed Rule Stage Rule 144 Holding Period 3235-AM78
- Proposed Rule Stage Human Capital Management Disclosure 3235-AM88
- Proposed Rule Stage Regulation D and Form D Improvements 3235-AN04
- Proposed Rule Stage Revisions to the Definition of Securities Held of Record 3235-AN05
- Proposed Rule Stage Fund Fee Disclosure and Reform 3235-AN12
- Proposed Rule Stage Prohibition of Conflicted Practices for Investment Advisers That Use Certain Covered Technologies 3235-AN14
- Proposed Rule Stage Registration for Index-Linked Annuities 3235-AN30
- Proposed Rule Stage Registration for Internet Advisers 3235-AN31
- Proposed Rule Stage Exchange-Traded Products 3235-AL57
- Proposed Rule Stage Prohibition of Conflicted Practices for Broker-Dealers That Use Certain Covered Technologies 3235-AN00
- Proposed Rule Stage Regulation ATS Modernization 3235-AN16
- Proposed Rule Stage Clearing Agency Recovery and Wind-Down 3235-AN19
- Proposed Rule Stage Amendments to Rule 15c3-3 3235-AN28
- Proposed Rule Stage Volume-Based Exchange Transaction Pricing 3235-AN29
- Final Rule Stage Privacy Act Amendments 3235-AN21
- Final Rule Stage Prohibition Against Conflicts of Interest in Certain Securitizations 3235-AL04
- Final Rule Stage Climate Change Disclosure 3235-AM87
- Final Rule Stage Cybersecurity Risk Governance 3235-AM89
- Final Rule Stage Special Purpose Acquisition Companies 3235-AM90
- Final Rule Stage Rule 14a-8 Amendments 3235-AM91
- Final Rule Stage Modernization of Beneficial Ownership Reporting 3235-AM93
- Final Rule Stage Safeguarding Advisory Client Assets 3235-AM32
- Final Rule Stage Investment Company Names 3235-AM72
- Final Rule Stage Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers 3235-AM75
Today, the Office of Information and Regulatory Affairs released the Spring 2023 Unified Agenda of Regulatory and Deregulatory Actions, which includes contributions related to the Securities and Exchange Commission and short- and long-term regulatory actions that administrative agencies plan to take.
Taken together, the items on this agenda would advance our three-part mission: to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Technology, markets, and business models constantly change. Thus, the nature of the SECโs work must evolve as the markets we oversee evolve.
In every generation since President Franklin Rooseveltโs, our Commission has updated its ruleset to meet the challenges of a new hour. Consistent with our legal mandate, guided by economic analysis, and informed by public comment, this agenda reflects the latest step in that long tradition. Thus, I am pleased to support it.
I thank the staff and my fellow Commissioners for their dedication to the SECโs mission and work to update our rules. I encourage the American public, whom we are proud to serve, to evaluate our rules through public comment.
Our capital markets are the deepest, most liquid, and most trusted in the world. Through this agenda, we seek to keep it that way.
