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FICC-GOV New Sponsored Member: Citadel Multi-Asset Master Fund Ltd.

FICC-GOV New Sponsored Member: Citadel Multi-Asset Master Fund Ltd.

FICC’s Sponsored Service allows certain Netting Members to sponsor, as Sponsoring Members, eligible legal entities, as Sponsored Members, into FICC/GSD Membership. A Sponsoring Member is permitted to submit to FICC on behalf of its Sponsored Members, transactions in eligible securities for comparison and novation. Overview: Sponsoring Members facilitate

Penalty? Without admitting or denying anything, a censure, and $6 million fine...

FINRA 'discipline' Alert! From at least November 2012 through March 2022, Goldman included incorrect information for at least 97 million transactions.

Hello and happy Monday, I hope everyone had a GREAT weekend! I would like to share some more FINRA 'discipline' with y'all, this time it's Goldman Sachs--after the SEC fined them for something similar last week. As these releases convey a ton of information,

See all these comments? YOU have made this happen! Hundreds of apes across the world have been emailing the HM Treasury - and together, we're making WAVES to protect DRS. Comment Deadline 9/25

See all these comments? YOU have made this happen! Hundreds of apes across the world have been emailing the HM Treasury - and together, we're making WAVES to protect DRS. Comment Deadline 9/25

Hello and Happy Weekend! I am excited to team up with u/kibblepigeon to help with presenting everything around the UK's HM Treasury deadline coming up THIS Monday (9/25) in one place. Buckle up, this is a big post! Get Involved: Regulation and Reform. _____________________________________ Shaping the Future

Treasury: "We believe buybacks can play an important role in helping to make the Treasury market more liquid and resilient by providing liquidity support. The buyback program will also help Treasury to better achieve our debt management objectives."

Treasury: "We believe buybacks can play an important role in helping to make the Treasury market more liquid and resilient by providing liquidity support. The buyback program will also help Treasury to better achieve our debt management objectives."

Remarks by Assistant Secretary for Financial Markets Josh Frost Source: https://home.treasury.gov/news/press-releases/jy1757 Highlights: * "We believe buybacks can play an important role in helping to make the Treasury market more liquid and resilient by providing liquidity support." * "The buyback program will also help

The Fed's Enhanced Financial Accounts (EFAs) on Hedge Funds: Hedge Fund liabilities hit new all time high in 2023:Q1.

The Fed's Enhanced Financial Accounts (EFAs) on Hedge Funds: Hedge Fund liabilities hit new all time high in 2023:Q1.

* This table shows the aggregate assets and liabilities of hedge funds that file Form PF with the Securities and Exchange Commission. * Unlike table B.101.f in the regular Financial Accounts publication, which reports assets and liabilities of domestic hedge funds only, this table presents data on all hedge funds

SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

Press Release The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires broker-dealers to mark sale orders as long, short, or short exempt. These records are routinely

Goldman Sachs to Pay SEC $6 Million in Penalties for Providing Deficient Blue Sheet Data for at least 163 million transactions.

Goldman Sachs to Pay SEC $6 Million in Penalties for Providing Deficient Blue Sheet Data for at least 163 million transactions.

Press Release: The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. Goldman agreed to pay a $6 million penalty to resolve the SEC's charges.