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SEC Alert! Today, the Commission is considering a proposal to create a framework for the registration of security-based swap execution facilities (security-based SEFs).

SEC Alert! Today, the Commission is considering a proposal to create a framework for the registration of security-based swap execution facilities (security-based SEFs). If adopted, it would increase the transparency and integrity of the traditionally opaque OTC security-based swap market. Reddit Post

Federal Reserve Alert! Governor Lael Brainard gives speech on inflation: 'Variation in the Inflation Experiences of Households'

Source It is a pleasure to join you to discuss differences in how households at different income levels experience inflation.1 I look forward to hearing from the panelists, who are doing important and interesting research on this topic. By law, the Federal Reserve is assigned the responsibility to pursue

SEC Alert! The Commission has identified a control deficiency related to the separation of its enforcement and adjudicatory functions within its system for administrative adjudications. Review found that agency enforcement staff had access to certain adju

Source The Commission has identified a control deficiency related to the separation of its enforcement and adjudicatory functions within its system for administrative adjudications. When this deficiency was identified, the Chair immediately notified the other Commissioners and directed the staff to undertake remedial measures and commence a comprehensive internal review

Wut doin Credit Suisse? FICC has been notified of Credit Suisse Securities (USA) LLC’s intent to close 38 Clearing and EPN accounts (19 4/6 and 19 4/7).

FICC has been notified of Credit Suisse Securities (USA) LLC’s intent to close the below Clearing and EPN accounts effective April 6, 2022. No further trade date submissions related to these account will be accepted. FICC will publish the final termination notice once all obligations of the below Credit

SEC Alert! Under the proposed rules, any market participant that engages in activities as described in the rules would be a “dealer” or “government securities dealer” and become members of a self-regulatory organization (SRO)

SEC Alert! Under the proposed rules, any market participant that engages in activities as described in the rules would be a “dealer” or “government securities dealer” and become members of a self-regulatory organization (SRO), and comply with federal securities laws and regulatory obligations. Source Proposed Rule (PDF) "Further, requiring

Federal Reserve Alert! Comment period extended to 5/5 for proposal affecting any depository institution holding company that is an insurance underwriting company or that has over 25 percent of its consolidated assets held by insurance

FDIC Alert! GDIC seeking information and comments regarding the application of the laws, practices, rules, regulations, guidance, and statements of policy (regulatory framework) that apply to merger transactions involving one or more insured (or not)

Source Copy of the Request for Information (RFI) What mean? * The FDIC is gathering information and soliciting comments regarding the application of the laws, practices, rules, regulations, guidance, and statements of policy that apply to merger transactions involving one or more insured depository institution, including the merger between an insured