NSCC Alert! NSCC PROPOSED RULE CHANGE โ ENHANCEMENT TO THE EXCESS CAPITAL PREMIUM CHARGE (SR-NSCC-2022-005)
Reddit Post
๐ฐ News
SEC ALERT! SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud Allianz Global Investors Agrees to Pay More Than $1 Billion to Resolve SEC Charges.
https://www.sec.gov/news/press-release/2022-84
Reddit Post
NSCC Alert! ETF PCF CYCLE EXPANSION. This is the official notice of an upcoming change that will impact the frequency and timing of the ETF Portfolio Composition File (PCF) primary cycle.
NSCC Alert! ETF PCF CYCLE EXPANSION. This is the official notice of an upcoming change that will impact the frequency and timing of the ETF Portfolio Composition File (PCF) primary cycle. Once this enhancement is implemented, NSCC will no longer grant PCF extension requests!
Reddit Post
FINRA Alert! Notice of Filing of a Proposed Rule Change to Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities. Currently, US dollar-denominated debt of foreign sovereign issuers NOT subject to TRACE
SR-FINRA-2022-011 34-94891
Notice of Filing of a Proposed Rule Change to Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt SecuritiesComments due: 21 days after publication in the Federal RegisterAdditional Materials: Exhibit 2a, Exhibit 2b, Exhibit 5
* Submit Comments on SR-FINRA-2022-011
RedAs of December 31, 2021,
Federal Reserve Alert! Financial Stability Report Report summarizing the Federal Reserve Board's framework for assessing the resilience of the U.S. financial system and presenting the Board's current assessment.
Source (86 page pdf)
This report summarizes the Federal Reserve Boardโs framework for assessing the resilience of the U.S. financial system and presents the Boardโs current assessment. By publishing this report, the Board intends to promote public understanding and increase transparency and accountability for the Federal Reserveโ
Whistleblower Alert! SEC Issues Nearly $3.5 Million Award to Four Whistleblowers who provided information and assistance in a single covered action.
Reddit Post
Federal Reserve Alert! Statement Regarding the Publication of Reverse Repo Operation Results by Counterparty Type
Reddit Beginning May 6, 2022, the Open Market Trading Desk (the Desk) at the Federal Reserve Bank of New York will increase the reporting frequency of Overnight Reverse Repo (ON RRP) awards by counterparty type. ย Specifically, the Propositions Accepted by Counterparty Type published in the historical Reverse Repo Operations results