๐Ÿ“ฐ News

Enforcement Summary Chart for FY 2023 by Primary Classification

SEC Alert! SEC Announces Enforcement Results for Fiscal Year 2023: 784 enforcement actions, obtained orders for nearly $5 billion in financial remedies, and distributed nearly $1 billion to harmed investors.

Reminder, for FY 2023 CFTC: 96 enforcement actions charging fraud, manipulation, & other significant violations in diverse markets, including digital assets & swaps markets resulting in over $4.3 billion in penalties, restitution and disgorgement... Press Release: The Securities and Exchange Commission today announced that it filed 784 total enforcement
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FDIC to host an OPEN meeting 11/16/23

FDIC Alert! FDIC to host an OPEN meeting 11/16/23. Discussion Agenda: Memorandum and resolution re: Final Rule on Special Assessment Pursuant to Systemic Risk Determination.

Interestingly, on 12/5/23 there is an OPEN meeting scheduled of the Systemic Resolution Advisory Committee to be held. The agenda will include a discussion of a range of issues & developments related to the resolution of systemically important financial companies. TLDRS: * FDIC to host an OPEN meeting 11/
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Resulting in over $4.3 billion in penalties, restitution and disgorgement.

CFTC Releases FY 2023 Enforcement Results: 96 enforcement actions charging fraud, manipulation, & other significant violations in diverse markets, including digital assets & swaps markets.

Press Release: The Commodity Futures Trading Commission today released its enforcement results for Fiscal Year 2023 that include a record setting number of digital asset cases, actions to hold registrants to their regulatory obligations, manipulation and spoofing actions, and precedent-setting court decisions in complex litigations. The 2023 annual enforcement actions
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Notice of Open Meeting of the FDIC Systemic Resolution Advisory Committee

12/5/23 an OPEN meeting of the Systemic Resolution Advisory Committee to be held. The agenda will include a discussion of a range of issues & developments related to the resolution of systemically important financial companies.

Wut Mean?: * The Advisory Committee will provide advice and recommendations on a broad range of policy issues regarding the resolution of systemically important financial companies. * The meeting is OPEN to the public Tuesday, December 5, 2023, from 9 a.m. to 4:30 p.m.. * The agenda will include a
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A credit event has taken place with respect to Country Garden Holdings Company Limited.

DTCC: A Protocol Activation Event has occurred. ISDA Determinations Committee: a credit event has taken place with respect to Country Garden Holdings Company Limited. Closed per the final decision made by the Determination Committee.

Wut Mean?: We talked about this the other day when it first popped up. Due to a financial event concerning Country Garden Holdings Company Limited, a specific protocol has been activated in the Trade Information Warehouse. All relevant records in the Warehouse will be automatically processed concerning this event, but
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