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(Release No. 34- 92495; File No. SR-GEMX-2021-07) Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Opening Process.

Primary Market Maker must enter a quote in 90% of their assigned series in 1 minute. Nasdaq GEMX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Opening Process (Release No. 34-92495; File No. SR-GEMX-2021-07); see also Exhibit 5 Reddit Post

The Securities and Exchange Commission today announced the approval of a substituted compliance determination order with respect to security-based swap dealers and major security-based swap participants (SBS Entities) subject to regulation in the French

Source The Securities and Exchange Commission today announced the approval of a substituted compliance determination order with respect to security-based swap dealers and major security-based swap participants (SBS Entities) subject to regulation in the French Republic (the French Order). This is the first determination that addresses substituted compliance in connection

(Release No. 34-92501; File No. SR-LCH SA-2021-001) Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers

LCH SA: Order Approving Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers (Release No. 34-92501; File No. SR-LCH SA-2021-001) https://www.sec.gov/rules/sro/lchsa/2021/34-92501.pdf Reddit Post

Extreme Weather and Inflation Alert! Associated Press: Dixie fire merges with Fly fire in California as blazes scorch West. More than 85 large wildfires burning around the country, most of them in Western states.

Source California’s largest wildfire merged with a smaller blaze and destroyed homes in rugged and remote areas, as numerous other fires burned across the U.S. West. The Dixie fire had already leveled over a dozen houses and other structures in Northern California when it combined with the Fly

FDIC Alert! Proposed Revisions to the Consolidated Reports of Condition and Income (Call Reports) Related to Deferred Taxes and the Standardized Approach for Counterparty Credit Risk (SA-CCR)

Notice The Federal Deposit Insurance Corporation (FDIC), the Board of Governors of the Federal Reserve System, and the Office of the Comptroller of the Currency (collectively, the agencies), under the auspices of the Federal Financial Institutions Examination Council (FFIEC), are requesting comment on proposed revisions to clarify instructions for reporting

The Securities and Exchange Commission today announced that 21 investment advisers and 6 broker-dealers have agreed to settle charges that they failed to timely file and deliver their client or customer relationship summaries

Source GG hitting the ground running! The SEC’s orders find that the investment advisers violated Section 204 of the Investment Advisers Act of 1940 and Advisers Act Rules 204-1 and 204-5, and that the broker-dealers violated Section 17(a)(1) of the Securities Exchange Act of 1934 and Exchange

Axos Clearing LLC will acquire substantial assets from ETrade Savings Bank and will be assuming the DTC account that is currently held by ETrade Savings Bank.

As a result, E*Trade Savings Bank will retire as a direct member and its DTC participant account #5981 will be assumed by Axos Clearing. Reddit Post