SEC Public Statement Alert! Statement on the Commissionโs Action to Disregard Recently-Amended Whistleblower Rules. Funny how they use the word 'transitory', is the SEC throwing shade at the Fed via press releases?
Reddit Post
๐ฐ News
FYI Alert! Federal Reserve Board announces termination of enforcement action with JPMorgan Chase & Co. JPMorgan paid a civil penalty of $342,000,000 in conjunction with this 2015 action.
Reddit Post
Fed Alert! Federal Reserve Board announces the individual capital requirements for all large banks, effective on October 1
Source
Following its stress test earlier this year, the Federal Reserve Board on Thursday announced the individual capital requirements for all large banks, effective on October 1. Those capital requirements ensure that the large banks tested will hold roughly $1 trillion in high-quality capitalโenough to survive a severe recession
Self-Regulatory Organization Rule Alert! DTC: Notice of Filing of a Proposed Rule Change to Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing
DTC: Notice of Filing of a Proposed Rule Change to Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation (Release No. 34-92572; File No. SR-DTC-2021-014); see also Exhibit 5
https://www.sec.gov/rules/sro/dtc/2021/34-92572.
Self-Regulatory Organization Rule Alert! NSCC Notice of Filing of a Proposed Rule Change to Remove ID Net Transactions from the Required Fund Deposit Calculations and Make Other Changes to the Rules.
NSCC: Notice of Filing of a Proposed Rule Change to Remove ID Net Transactions from the Required Fund Deposit Calculations and Make Other Changes to the Rules (Release No. 34-92566; File No. SR-NSCC-2021-011); see also Exhibit 5
https://www.sec.gov/rules/sro/nscc/2021/34-92566.pdf
tl:dr for
Self-Regulatory Organization Alert! This many rules dropping in a single day is a sign of a robust and healthy system, right guys?!?!?
* C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance and Clarify its Price Adjust Process and Modify the Bulk Message Fat Finger Check (Release No. 34-92574; File No. SR-C2-2021-011); see also Exhibit 5
* CBOE: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings
Self-Regulatory Organization Alert! FINRA Order Approving a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) (Release No. 34-92561; File No. SR-FINRA-20
FINRA: Order Approving a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) (Release No. 34-92561; File No. SR-FINRA-2021-009)
https://www.sec.gov/rules/sro/finra/2021/34-92561.pdf
tl:dr of section: This was already punted once for