Self-Regulatory Organization Alert! This many rules dropping in a single day is a sign of a robust and healthy system, right guys?!?!?
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance and Clarify its Price Adjust Process and Modify the Bulk Message Fat Finger Check (Release No. 34-92574; File No. SR-C2-2021-011); see also Exhibit 5
- CBOE: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note (Release No. 34-92581; File No. SR-CBOE-2021-029)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Bulk Message Fat Finger Check (Release No. 34-92575; File No. SR-CboeBZX-2021-054); Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance and Clarify its Price Adjust Process and Modify the Bulk Message Fat Finger Check (Release No. 34-92576; File No. SR-CboeEDGX-2021-035); Exhibit 5
- DTC: Notice of Filing of a Proposed Rule Change to Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation (Release No. 34-92572; File No. SR-DTC-2021-014); see also Exhibit 5
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Options Regulatory Fee (Release No. 34-92577; File No. SR-ISE-2021-16); see also Exhibit 5
- MEMX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92579; File No. SR-MEMX-2021-09); Exhibit 5
- NSCC: Notice of Filing of Proposed Rule Change to Establish the Securities Financing Transaction Clearing Service and Make Other Changes (Release No. 34-92570; File No. SR-NSCC-2021-010); see also Exhibit 5
- NSCC: Notice of Filing of a Proposed Rule Change to Remove ID Net Transactions from the Required Fund Deposit Calculations and Make Other Changes to the Rules (Release No. 34-92566; File No. SR-NSCC-2021-011); see also Exhibit 5
- NSCC Advance Notice: Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes (Release No. 34-92568; File No. SR-NSCC-2021-803); Exhibit 5
- NYSE Arca: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92583; File No. SR-NYSEArca-2021-52)
- OCC: Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Governance Arrangements (Release No. 34-92584; File No. SR-OCC-2021-007)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's Options Regulatory Fee (Release No. 34-92585; File No. SR-Phlx-2021-39); see also Exhibit 5
