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Self-Regulatory Organization Rule Alert! NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.34-E (Release No. 34-92657; File No. SR-NYSEArca-2021-71).

Get ready to wake up earlier for premarket! Interesting jab at ETP holders routing orders too.... NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.34-E (Release No. 34-92657; File No. SR-NYSEArca-2021-71); see also Exhibit 5 https://www.sec.gov/rules/sro/nysearca/

Self-Regulatory Organization Rule Alert! FINRA: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, by Amendment No. 1, Relating to Security-Based Swaps

FINRA: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as modified by Amendment No. 1, Relating to Security-Based Swaps (Release No. 34-92617; File No. SR-FINRA-2021-008;) https://www.sec.gov/rules/sro/finra/2021/34-92617.pdf 8See

The Securities and Exchange Commission today announced awards of nearly $6 million to two whistleblowers who provided information and assistance in separate enforcement proceedings.

Whistleblower Alert! SEC Awards $3.5 Million to Whistleblowers in Two Enforcement Actions

Litigation and Administrative Proceedings Alert! Robinhood Financial, LLC (Release No. 34-92591; File No. 3-20171)

Self-Regulatory Organization Rule Alert! NMS Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data (Release No. 34-92586; File No. 4-757)

NMS: Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data (Release No. 34-92586; File No. 4-757) https://www.sec.gov/rules/sro/nms/2021/34-92586.pdf This one comes in at 311 pages. Is going to take a bit to review this (and all the

Friday Night News Dump and Self-Regulatory Organization Alert! This many rules dropping in a single day (AGAIN) is a continued sign of a robust and healthy system, right guys?!?!?

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans: * C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee (Release No. 34-92596; File No. SR-C2-2021-012; August 6, 2021); see also Exhibit 5 * CBOE: Notice of Filing