Friday Night News Dump and Self-Regulatory Organization Alert! This many rules dropping in a single day (AGAIN) is a continued sign of a robust and healthy system, right guys?!?!?
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans:
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee (Release No. 34-92596; File No. SR-C2-2021-012; August 6, 2021); see also Exhibit 5
- CBOE: Notice of Filing of a Proposed Rule Change to Amend Certain Rules to Accommodate the Listing and Trading of Micro FLEX Index Options and to Make Other Clarifying and Nonsubstantive Changes (Release No. 34-92599; File No. SR-CBOE-2021-041; August 6, 2021); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee (Release No. 34-92597; File No. SR-CBOE-2021-044; August 6, 2021); see also Exhibit 5
- CboeBZX: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF to Strike and Publish Multiple Intraday Net Asset Values (Release No. 34-92594; File No. SR-CboeBZX-2021-014; August 6, 2021)
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92593; File No. SR-CboeEDGX-2021-036; August 6, 2021); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM's Options Regulatory Fee (Release No. 34-92600; File No. SR-NASDAQ-2021-057; August 6, 2021); see also Exhibit 5
- NASDAQ: Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt Listing Rules Related to Board Diversity and to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Service (Release No. 34-92590; File Nos. SR-NASDAQ-2020-081, SR-NASDAQ-2020-082; August 6, 2021)
- NMS: Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data (Release No. 34-92586; File No. 4-757)
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Change to amend the NYSE American Equities Price List and Fee Schedule (Release No. 34-92592; File No. SR-NYSEAMER-2021-35; August 6, 2021); see also Exhibit 5
- NYSE Arca: Notice of Filing of Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets (Release No. 34-92595; File No. SR-NYSEArca-2021-64; August 6, 2021); see also Exhibit 5
