New Netting Accounts Alert! J.P. Morgan Securities, LLC [JSCQ, JSCU] and BOFA Securities, Inc. [MLVO, MLGA, MLHB] activate new netting accounts.
J.P. Morgan Securities, LLC
BOFA Securities, Inc.
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๐ฐ News
SEC Alert! Sanjay Wadhwa named as Deputy Director of the Division of Enforcement. Mr. Wadhwa most recently served as the Senior Associate Director of the Division of Enforcement in the New York Regional Office (NYRO)
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SEC Alert! U.S. Securities and Exchange Commission and the European Central Bank Sign Memorandum of Understanding Regarding Cooperation with Respect to Security-Based Swap Entities
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The Federal Reserve Secondary Market Corporate Credit Facility Eligible Sellers list updated to add Citadel Securities Institutional LLC
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SEC Commission Notice Alert! Notice of Application for the Amendment of Substituted Compliance Determination (Release No. 34-92647; File No. S7-08-21) to, in part, extend the Order to nonbank capital and margin requirements (the โAmended Applicationโ).
Notice of Application for the Amendment of Substituted Compliance Determination (Release No. 34-92647; File No. S7-08-21; August 12, 2021)
https://www.sec.gov/rules/other/2021/34-92647.pdf
Is 130 pages of goodness to dig into...
Appears to be a follow up to this:
https://www.reddit.com/r/Superstonk/
Self-Regulatory Organization Rulw Alert! NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92648; File No. SR-NYSEArca-2021-70)
NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92648; File No. SR-NYSEArca-2021-70); see also Exhibit 5
https://www.sec.gov/rules/sro/nysearca/2021/34-92648.pdf
TL:DR - The Exchange believes that the proposed
Self-Regulatory Organization (SRO) Rule Alert! ICEEU: Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures (Release No. 34-92652)
ICEEU: Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures (Release No. 34-92652; File No. SR-ICEEU-2021-014); see also Exhibit 5
https://www.sec.gov/rules/sro/iceeu/2021/34-92652.pdf
TL:DR