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SEC Alert! The SEC today announced open data enhancements that provide public access to financial statements and other disclosures made by publicly-traded companies on its Electronic Data Gathering, Analysis, and Retrieval system (EDGAR).

New Netting Accounts Alert! J.P. Morgan Securities, LLC [JSCQ, JSCU] and BOFA Securities, Inc. [MLVO, MLGA, MLHB] activate new netting accounts.

J.P. Morgan Securities, LLC BOFA Securities, Inc. Reddit Post

SEC Alert! Sanjay Wadhwa named as Deputy Director of the Division of Enforcement. Mr. Wadhwa most recently served as the Senior Associate Director of the Division of Enforcement in the New York Regional Office (NYRO)

SEC Alert! U.S. Securities and Exchange Commission and the European Central Bank Sign Memorandum of Understanding Regarding Cooperation with Respect to Security-Based Swap Entities

The Federal Reserve Secondary Market Corporate Credit Facility Eligible Sellers list updated to add Citadel Securities Institutional LLC

SEC Commission Notice Alert! Notice of Application for the Amendment of Substituted Compliance Determination (Release No. 34-92647; File No. S7-08-21) to, in part, extend the Order to nonbank capital and margin requirements (the “Amended Application”).

Notice of Application for the Amendment of Substituted Compliance Determination (Release No. 34-92647; File No. S7-08-21; August 12, 2021) https://www.sec.gov/rules/other/2021/34-92647.pdf Is 130 pages of goodness to dig into... Appears to be a follow up to this: https://www.reddit.com/r/Superstonk/

Self-Regulatory Organization Rulw Alert! NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92648; File No. SR-NYSEArca-2021-70)

NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92648; File No. SR-NYSEArca-2021-70); see also Exhibit 5 https://www.sec.gov/rules/sro/nysearca/2021/34-92648.pdf TL:DR - The Exchange believes that the proposed