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SEC Alert! Division of Trading and Market surges broker-dealers to seek sufficient information to determine counterparties’ aggregate positions in any markets that may experience liquidity concerns and act to manage the risk of the positions.

Whistleblower Alert! The Securities and Exchange Commission today announced an award of about $14 million to a whistleblower who published an online report exposing an ongoing fraud.

Source The Securities and Exchange Commission today announced an award of about $14 million to a whistleblower who published an online report exposing an ongoing fraud. The whistleblower, who days later shared the same information with the SEC and was persistent in reaching out to the staff, prompted the opening

Whistleblower Alert! The Securities and Exchange Commission today announced an award of more than $3.5 million to a whistleblower who provided critical information that significantly contributed to the success of two SEC enforcement actions.

Source In fiscal year 2022 alone, the SEC has awarded more than $143 million to whistleblowers. The SEC has awarded approximately $1.2 billion to 248 individuals since issuing its first award in 2012. Reddit Post

Whistleblower Alert! The Securities and Exchange Commission today announced an award of $1.25 million to a whistleblower who provided specific and credible information that prompted SEC staff to open an investigation.

With a shrewdness of apes getting together for the Jon Stewart AMA please remember, Ape No Fight Ape and Apes Strong Together! https://www.reddit.com/r/Superstonk/comments/t7009a/jon_stewart_ama_monday_march_7th_10am_pt1pm_et_a

FINRA Alert! Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting of Corporate Bond Trades That Are Part of a Larger Portfolio Trade where attributed price reported for

Good evening r/Superstonk! Looks like a potential Friday night news dump? Source TL:DR For purposes of the proposed rule change, FINRA considers a “portfolio trade” to be a trade between two parties for a basket of corporate bonds at a single aggregate price for the entire basket. FINRA

DOJ Alert! Attorney General Merrick B. Garland address today to the American Bar Association National Institute on White Collar Crime. If you have 15 minutes, it is worth your time as A.G. Garland ties financial crime to national security interests.

Source: https://youtu.be/WnXChtuG2sI Reddit Post