Tell me you're short GME without telling me you're short GME
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Wut doin Credit Suisse? FICC has been notified of Credit Suisse Securities (USA) LLC’s intent to close 38 Clearing and EPN accounts (19 4/6 and 19 4/7).
FICC has been notified of Credit Suisse Securities (USA) LLC’s intent to close the below Clearing and EPN accounts effective April 6, 2022. No further trade date submissions related to these account will be accepted. FICC will publish the final termination notice once all obligations of the below Credit
SEC Alert! Under the proposed rules, any market participant that engages in activities as described in the rules would be a “dealer” or “government securities dealer” and become members of a self-regulatory organization (SRO)
SEC Alert! Under the proposed rules, any market participant that engages in activities as described in the rules would be a “dealer” or “government securities dealer” and become members of a self-regulatory organization (SRO), and comply with federal securities laws and regulatory obligations.
Source Proposed Rule (PDF)
"Further, requiring
We're on a mission from DFV
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Federal Reserve Alert! Comment period extended to 5/5 for proposal affecting any depository institution holding company that is an insurance underwriting company or that has over 25 percent of its consolidated assets held by insurance
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FDIC Alert! GDIC seeking information and comments regarding the application of the laws, practices, rules, regulations, guidance, and statements of policy (regulatory framework) that apply to merger transactions involving one or more insured (or not)
Source
Copy of the Request for Information (RFI)
What mean?
* The FDIC is gathering information and soliciting comments regarding the application of the laws, practices, rules, regulations, guidance, and statements of policy that apply to merger transactions involving one or more insured depository institution, including the merger between an insured
SEC Alert! Erin E. Schneider, the Director of the San Francisco Regional Office since 2019, is leaving the agency after more than 17 years of service. Monique C. Winkler will become the office’s Acting Regional Director.
Source
Ms. Schneider has been overseeing examinations and investigations into a broad range of SEC registrants and issuers as well as spearheading local initiatives across Northern California and the Pacific Northwest. Earlier in her SEC tenure, she served in the Asset Management Unit as an Assistant Director and then Associate