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Source (pdf) **Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 4111 (Restricted Firm Obligations) and 9561 (Procedures for Regulating Activities Under Rule 4111)**Comments due: 21 days after publication in the Federal Register * Submit Comments on SR-FINRA-2022-014 Purpose On July 30, 2021, the

Source Effective Monday, August 1, 2022, the Government Securities Division (“GSD”) of the Fixed Income Clearing Corporation (“FICC”) will introduce a validation check for the Executing Firm field on all transactions submitted to the Real-Time Trade Matching (“RTTM®”) Web application. The new validation will systemically validate any data that is

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