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CITADEL FNGE LTD.

FICC announces that effective 10/19/23 CITADEL FNGE LTD. will be added as a Sponsored Member of the Government Securities Division.

Fact Sheet FICC’s Sponsored Service allows certain Netting Members to sponsor, as Sponsoring Members, eligible legal entities, as Sponsored Members, into FICC/GSD Membership. A Sponsoring Member is permitted to submit to FICC on behalf of its Sponsored Members, transactions in eligible securities for comparison and novation. Overview Sponsoring

SEC Commissioner Hester M. Peirce

Hester Peirce Statement on SEC's Short Sale Disclosure: "Because a narrower rule leveraging existing reporting requirements could have brought more meaningful transparency at lower costs, I cannot support this recommendation."

Source: https://www.sec.gov/news/statement/peirce-statement-short-sale-101323 Thank you, Mr. Chair. In 2010, Congress directed the Commission to prescribe rules providing for the public disclosure of aggregate short sale position data on at least a monthly basis.[1] The final rule that we are considering today, however, goes well

Hester Peirce: "While providing transparency regarding securities lending is a worthy & statutorily mandated objective, the approach we are voting on today is not the right way to achieve that objective. Accordingly, I cannot support this recommendation."

Hester Peirce: "While providing transparency regarding securities lending is a worthy & statutorily mandated objective, the approach we are voting on today is not the right way to achieve that objective. Accordingly, I cannot support this recommendation."

Source: https://www.sec.gov/news/statement/peirce-statement-securities-lending-101323 Thank you, Mr. Chair. While providing transparency regarding securities lending is a worthy and statutorily mandated objective, the approach we are voting on today is not the right way to achieve that objective. Accordingly, I cannot support this recommendation. Though I do

Commissioner Jaime Lizárraga

Lizárraga: "Although this rule imposes some recordkeeping obligations on broker-dealers, it does not require market participants to track whether short-sellers cover their short sales or report bona fide market-making information on a regular basis."

Source: https://www.sec.gov/news/statement/lizarraga-statement-short-sale-101323 As with securities lending, short sales, provided they are conducted in compliance with applicable rules, can play a valuable price discovery role in our capital markets. That said, they can sometimes contribute to, or even cause, precipitous price declines, facilitate market manipulation,

SEC Chair Gary Gensler

Gary Gensler: "as relates to the reporting to regulators, the final rule will require lenders to report loan data to a registered national securities association—i.e., FINRA—by the end of each trading day."

Source: https://www.sec.gov/news/statement/gensler-statement-securities-lending-101323 Today, the Commission is considering whether to adopt a final rule regarding the securities lending market. I’m pleased to support this final rule because it will bring greater transparency and efficiency to this important part of the capital markets. Securities lending

SEC Adopts Rule to Increase Transparency Into Short Selling

SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection

Fact Sheet Press Release: The Securities and Exchange Commission today adopted new Rule 13f-2 to provide greater transparency to investors and other market participants by increasing the public availability of short sale related data. Congress directed the SEC in Section 929X of the Dodd-Frank Act of 2010 to promulgate rules

SEC Chair Gary Gensler

Gary Gensler: "Today, I’m pleased that, based upon public comment, we’re adopting a rule fulfilling that Congressional mandate. Today’s adoption will promote greater transparency about short selling both to regulators and the public."

Source: https://www.sec.gov/news/statement/gensler-statement-short-sale-101323 Today, the Commission is voting to adopt rules to broaden the scope of short sale-related data available to regulators as well as the investing public. I am pleased to support this adoption because it will enhance the transparency of this important area