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Self-Regulatory Organization Rule Alert! CEEU Order Granting Approval of Proposed Rule Change, Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Proced

ICEEU: Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures, and General Contract Terms (Release No. 34-92786; File No. SR-ICEEU-2021-010) This one is 68 pages, will take

Whistleblower Alert! # whistleblower orders handed down today: Release No. 34-92780; File No. 2021-87, Release No. 34-92778; File No. 2021-86, and (Release No. 34-92777; File No. 2021-85.

Order Determining Whistleblower Award Claim (Release No. 34-92780; File No. 2021-87) Order Determining Whistleblower Award Claim (Release No. 34-92778; File No. 2021-86) Order Determining Whistleblower Award Claim (Release No. 34-92777; File No. 2021-85) The record demonstrates that Claimant voluntarily provided original information to the Commission that caused Enforcement staff to

Inflation Alert! Bureau of Economic Analysis (BEA) has issued the following the PCE price index increased 0.4 percent. Excluding food and energy, the PCE price index increased 0.3 percent for July 2021.

https://www.bea.gov/news/2021/personal-income-and-outlays-july-2021 Personal income increased $225.9 billion (1.1 percent) in July according to estimates released today by the Bureau of Economic Analysis. Disposable personal income (DPI) increased $198.0 billion (1.1 percent) and personal consumption expenditures (PCE) increased $42.2 billion (0.

SEC Alert! The Securities and Exchange Commission today announced that it is requesting information and public comment on matters related to the use of digital engagement practices by broker-dealers and investment advisers.

Source Release The Securities and Exchange Commission today announced that it is requesting information and public comment on matters related to the use of digital engagement practices by broker-dealers and investment advisers. These tools include behavioral prompts, differential marketing, game-like features (commonly referred to as gamification), and other design elements

NSCC Alert! Implementation Date of Increase In the National Securities Clearing Corporation's Minimum Required Fund Deposit

NSCC has proposed to increase the minimum Required Fund Deposit for each Member from the current $10,000 to $250,000. NSCC has received regulatory approval of the proposed rule change SRNSCC-2021-005 on August 11, 2021. NSCC is providing this notice to its Members of the implementation and effective date

SEC Alert! Investor Advisory Committee Meeting, Thursday, September 9, 2021

Investor Advisory Committee Meeting, Thursday, September 9, 2021 The agenda for the meeting includes: welcome remarks; approval of previous meeting minutes; a panel discussion entitled “Reimagining Investor Protection in a Digital World: the Behavioral Design of Online Trading Platforms”; a panel discussion regarding competition and regulatory reform at the PCAOB;

NSCC Membership Updates Alerts! Change in the list of Participants: BMO Harris Financial Advisors, Inc. to last trade date 9/1, Fidelity Distributors Company LLC/Fidelity Institutional Liquidity Fund 2 last trade date 8/25/21, and more.

NSCC Membership Updates Alerts! Change in the list of Participants: BMO Harris Financial Advisors, Inc. to last trade date 9/1, Fidelity Distributors Company LLC/Fidelity Institutional Liquidity Fund 2 last trade date 8/25/21, and more. https://www.dtcc.com/-/media/Files/pdf/2021/8/27/a9043.