Whistleblower Alert! The Securities and Exchange Commission today announced an award of $1.25 million to a whistleblower who provided specific and credible information that prompted SEC staff to open an investigation.
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dismal-jellyfish
FINRA Alert! Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting of Corporate Bond Trades That Are Part of a Larger Portfolio Trade where attributed price reported for
Good evening r/Superstonk! Looks like a potential Friday night news dump?
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TL:DR For purposes of the proposed rule change, FINRA considers a โportfolio tradeโ to be a trade between two parties for a basket of corporate bonds at a single aggregate price for the entire basket. FINRA
With a shrewdness of apes getting together for the Jon Stewart AMA please remember, Ape No Fight Ape and Apes Strong Together! https://www.reddit.com/r/Superstonk/comments/t7009a/jon_stewart_ama_monday_march_7th_10am_pt1pm_et_a
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Jon Stewart mentioned in his Twitter spaces just now he is doing an AMA this coming Monday. It would be awesome if he saw r/Superstonk is interested in participating!
We would be happy to share more about DRS and of course answer any questions you have about the sub's interest in GameStop! ๐๐๐
Source: https://twitter.com/DismalJellyfish/status/1499582712818061340
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SEC Alert! City National Rochdale to Pay More Than $30 Million for Undisclosed Conflicts of Interest. Failures to disclose its conflicts of interest deprived clients of their ability to make informed investment decisions
FYI, The Federal Reserve Board yesterday invited public comment on a supplement to its May 2021 proposal intended to ensure that Reserve Banks use a transparent and consistent set of factors when reviewing requests to access Federal Reserve accounts and payment services.
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Federal Register notice: Guidelines for Evaluating Account
DOJ Alert! Attorney General Merrick B. Garland address today to the American Bar Association National Institute on White Collar Crime. If you have 15 minutes, it is worth your time as A.G. Garland ties financial crime to national security interests.
Source: https://youtu.be/WnXChtuG2sI
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Federal Reserve Alert! The Federal Reserve Board today has invited public comment on a supplement to its May 2021 proposal intended to ensure that Reserve Banks use a transparent and consistent set of factors when reviewing requests to access
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Federal Register notice: Guidelines for Evaluating Account and Services Requests (PDF)
Board memo: Proposed Guidelines to Evaluate Requests for Accounts and Services at Federal Reserve Banks (PDF)
Should be able to comment from here soon.
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