FICC - MBS Alert! Deterministic Risk Component Testing in Cash Only Settlement 2nd Extension and Changes. The testing window opened on May 9, 2022 and has been extended to close on June 17, 2022 (pushed back 7 days).
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dismal-jellyfish
FINRA Alert! Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 4111 (Restricted Firm Obligations) and 9561 (Procedures for Regulating Activities Under Rule 4111)
Source (pdf)
**Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 4111 (Restricted Firm Obligations) and 9561 (Procedures for Regulating Activities Under Rule 4111)**Comments due:ย 21 days after publication in the Federal Register
* Submit Comments on SR-FINRA-2022-014
Purpose
On July 30, 2021, the
FICC - GOV Alert! Effective Monday, August 1, 2022, the Government Securities Division will introduce a validation check for the Executing Firm field on all transactions submitted to the Real-Time Trade Matching (โRTTMยฎโ) Web application.
Source
Effective Monday, August 1, 2022, the Government Securities Division (โGSDโ) of the Fixed Income Clearing Corporation (โFICCโ) will introduce a validation check for the Executing Firm field on all transactions submitted to the Real-Time Trade Matching (โRTTMยฎโ) Web application. The new validation will systemically validate any data that is
DTC Alert! Computershare Fee Updates โ Effective July 1, 2022
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Former SEC Branch Chief Lisa Braganca on Twitter giving a shout out to Dr. T and Naked Short and Greedy! Ms. Braganca was surprised to learn how shorts can be rolled for years!
Source: https://twitter.com/LisaBraganca/status/1532783024554786818?s=20&t=lSsgSFtGtWmEw0HToJ_DJw
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FICC - MBS Alert! Deterministic Risk Component Testing in Cash Only Settlement Extension. Tthe testing window opened on May 9, 2022 and now has been extended to close on June 10, 2022.
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I'll take a complete waste of taxpayer money for $800, Alex!
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