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dismal-jellyfish

US President says banking crisis 'not over yet'

Source: https://www.reuters.com/markets/us/biden-says-banking-crisis-not-over-yet-2023-03-28/ Reddit Post

NSCC, FICC-GOVE, DTC, FICC-MBS Alert! Updates to the Clearing Agency Security Valuation Framework: The last 4 pages are [REDACTED].

From the NSCC, FICC-GOV, DTC, FICC-MBS updates to the Clearing Agency Security Valuation Framework:

"Clearing Agencies would consider whether the Pricing Vendor actually provides accurate and timely pricing data as opposed to whether the Pricing Vendor is “able to provide” accurate and timely data." Reddit Post

NSCC, FICC-GOVE, DTC, FICC-MBS Alert! Updates to the Clearing Agency Security Valuation Framework. The proposed rule change was effective upon filing but will not become operative for 30 days after the date of the filing.

Sources NSCC: https://www.dtcc.com/-/media/Files/pdf/2023/3/28/a9283.pdf FIC-GOV: https://www.dtcc.com/-/media/Files/pdf/2023/3/28/GOV1451-23.pdf DTC: https://www.dtcc.com/-/media/Files/pdf/2023/3/28/18341-23.pdf FICC-MBS: https://www.dtcc.com/-/media/

2/16/23 Nomura requested an order to permit to issue multiple classes of shares & to impose asset-based distribution &/or service fees & early withdrawal charges. Are they trying to make it more expensive to remove money from them?

Applicants: Nomura Alternative Income Fund and Nomura Private Capital LLC. Summary of Application Applicants request an order to permit certain registered closed-end investment companies to issue multiple classes of shares and to impose asset-based distribution and/or service fees and early withdrawal charges. https://public-inspection.federalregister.gov/2023-06432.pdf Hearing

Sam Bankman-Fried Faces New U.S. Indictment Over Chinese $40 million Bribery Charge.

Source:https://storage.courtlistener.com/recap/gov.uscourts.nysd.590940/gov.uscourts.nysd.590940.113.2.pdf Reddit Post

NSCC, FICC-MBS, FICC-GOV, DTC Alert! Proposed updates to rules remove fax machines and provide an official email address for sending a copy of any notices to NSCC. FICC-MBS, FICC-GOV, DTC. Previously in writing and delivered, mailed, or faxed 'counted'

https://www.dtcc.com/-/media/Files/Downloads/legal/rule-filings/2023/FICC/SR-FICC-2023-005.pdf On March 28, 2023, Fixed Income Clearing Corporation (“FICC”) filed a proposed rule change (SR-FICC-2023-005) (“Filing”) with the Securities and Exchange Commission (“SEC”) to make administrative updates to the FICC Government Securities Division Rulebook (“GSD Rules”