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🌬️ Whistleblower

Whistleblower Alert! SEC Issues Largest-Ever Whistleblower Award nearly $279 million, to a whistleblower whose information and assistance led to the successful enforcement of SEC and related actions.

https://www.sec.gov/news/press-release/2023-89 The Securities and Exchange Commission today announced the largest-ever award, nearly $279 million, to a whistleblower whose information and assistance led to the successful enforcement of SEC and related actions. This is the highest award in the SEC’s whistleblower program’s history,

Whistleblower Alert! The Claims Review Staff (“CRS”) issued a Preliminary Determination recommending (“Claimant 1”) receive a whistleblower award of about $1 million.

Claimant 1’s tip was the initial source of the underlying investigation and caused the opening of the investigation. Source: https://www.sec.gov/rules/other/2023/34-97285.pdf Background: * (“Firm”), a registered broker-dealer * Claimant 2 was not aware that he/she could submit an award claim based on Commission

Whistleblower Alert! SEC Awards More Than $12 Million to Two Whistleblowers. Whistleblower 1 prompted the opening of the investigation and provided information on violations that would otherwise have been difficult to detect.

SEC Order: Press Release: The Securities and Exchange Commission today announced awards of more than $12 million to two whistleblowers who provided information and assistance in a successful SEC enforcement action. The first whistleblower prompted the opening of the investigation and provided information on violations that would otherwise have been

Whistleblower Alert! SEC Awards More Than $5 Million to Whistleblower.

source: https://www.sec.gov/news/press-release/2023-8 Reddit Post

Whistleblower Alert! SEC Issues Nearly $3.5 Million Award to Four Whistleblowers who provided information and assistance in a single covered action.

Whistleblower Alert! SEC Issues $6 Million Award to Five Whistleblowers!

Whistleblower Alert! The Securities and Exchange Commission today announced three awards totaling approximately $3 million to whistleblowers who provided information and assistance in three separate covered actions.