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🌬️ Whistleblower

CFTC Whistleblower Determination

Whistleblower Alert! CFTC Awards Whistleblower More Than $300,000. This Means the Penalty Levied Ranged from $1-$3 million

Press Release: The Commodity Futures Trading Commission today announced an award of more than $300,000 to a whistleblower whose particularly informative tip caused the Division of Enforcement (DOE) to open an investigation that led to an underlying enforcement action. That tip precisely and accurately described the misconduct at issue.

Whistleblower Alert! CFTC Grants Two Whistleblower Awards Totaling Over $15 Million--meaning the penalties levied totaled $50-$150 million.

Whistleblower Alert! CFTC Grants Two Whistleblower Awards Totaling Over $15 Million--meaning the penalties levied totaled $50-$150 million.

Source: https://www.whistleblower.gov/sites/whistleblower/files/2023-09/No. 23-WB-05.pdf Source: https://www.whistleblower.gov/sites/whistleblower/files/2023-09/No. 23-WB-06.pdf Press Release: The Commodity Futures Trading Commission today announced whistleblower awards totaling over $15 million to two whistleblowers who provided significant information and assistance that led

Whistleblower Alert! SEC issues a whistleblower award of approximately $1.5 million and a whistleblower award of $600,000. Meaning the potential total fine paid was between $7 million and $21 million based on the whistleblowers information.

Whistleblower Alert! SEC issues a whistleblower award of approximately $1.5 million and a whistleblower award of $600,000. Meaning the potential total fine paid was between $7 million and $21 million based on the whistleblowers information.

https://www.sec.gov/files/rules/other/2023/34-98235.pdf https://www.sec.gov/files/rules/other/2023/34-98236.pdf TLDRS: * SEC issues a whistleblower award of approximately $1.5 and a whistleblower award of $600,000. * Meaning the potential total fine paid was between $7 million and $21 million

Whistleblower Alert! SEC Awards Whistleblower More Than $18 Million. With the award 10%-30% of the fine levied, the fine for this infraction ranged between $60 million and $180 million.

Whistleblower Alert! SEC Awards Whistleblower More Than $18 Million. With the award 10%-30% of the fine levied, the fine for this infraction ranged between $60 million and $180 million.

It sure would be great to know more about leads to such a big fine! https://www.sec.gov/files/rules/other/2023/34-98219.pdf TLDRS: * SEC Awards Whistleblower More Than $18 Million. * With the award 10%-30% of the fine levied, the fine for this infraction ranged between $60

Whistleblower Alert! SEC Awards More Than $104 Million to Seven Whistleblowers the fourth largest in the SEC’s whistleblower program’s history.

Whistleblower Alert! SEC Awards More Than $104 Million to Seven Whistleblowers the fourth largest in the SEC’s whistleblower program’s history.

Since the award can range from 10% to 30% of the fine, the award given is somewhere in this range: * Given that the award is $104 million, the equation could be represented as: * 0.10x≤$104 million * 0.30x≥$104 million * The fine for this award ranged between $346.67

CFTC Alert! CFTC Whistleblower Office Director Christopher Ehrman Steps Down. In Almost Exactly 10 Years as the Director, Led 36 Award Grants Totaling $330M Since its First Award in 2014. In Comparison, The SEC Led 328 Awards of $1.3B Since 2012

https://www.cftc.gov/PressRoom/PressReleases/8751-23 The Commodity Futures Trading Commission today announced the Director of the Whistleblower Office Christopher Ehrman will step down from his role today. Mr. Ehrman has led the Whistleblower Office since joining the agency in 2013. “I am grateful to Chris for his dedication

Whistleblower Alert! SEC Awards Whistleblower More Than $9 Million. Whistleblower awards can range from 10% to 30% of the money collected when the monetary sanctions exceed $1 million. Therefore, the fine that was levied would range from $30 to $9 million

https://www.sec.gov/rules/other/2023/34-97879.pdf Payments to whistleblowers are made out of an investor protection fund, established by Congress, which is financed entirely through monetary sanctions paid to the SEC by securities law violators. No money has been taken or withheld from harmed investors to pay