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🌬️ Whistleblower

Whistleblower award for original information

SEC awards whistleblower over $400k for original information leading to the covered action. Penalty levied ranged between $1.333-$4 million.

The Commission also considered, however, that Claimant had some involvement in two of the transactions that were charged by the Commission in the Covered Action. Woah, for any potential whistleblowers out there that are worried about coming forward because they may have had a hand in the misconduct they want
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CFTC Awards Whistleblower Over $18 Million.

Whistleblower Alert! CFTC Awards Whistleblower Over $18 Million, Meaning the Penalty Levied Ranged Between $60 Million and $180 Million.

Press Release The Commodity Futures Trading Commission today announced an award of over $18 million to a whistleblower who provided detailed information and assistance in a CFTC enforcement action and in a related action by another agency. The whistleblower provided assistance to the Division of Enforcement’s (DOE) staff that
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CFTC Whistleblower Determination

Whistleblower Alert! CFTC Awards Whistleblower More Than $300,000. This Means the Penalty Levied Ranged from $1-$3 million

Press Release: The Commodity Futures Trading Commission today announced an award of more than $300,000 to a whistleblower whose particularly informative tip caused the Division of Enforcement (DOE) to open an investigation that led to an underlying enforcement action. That tip precisely and accurately described the misconduct at issue.
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Whistleblower Alert! CFTC Grants Two Whistleblower Awards Totaling Over $15 Million--meaning the penalties levied totaled $50-$150 million.

Whistleblower Alert! CFTC Grants Two Whistleblower Awards Totaling Over $15 Million--meaning the penalties levied totaled $50-$150 million.

Source: https://www.whistleblower.gov/sites/whistleblower/files/2023-09/No. 23-WB-05.pdf Source: https://www.whistleblower.gov/sites/whistleblower/files/2023-09/No. 23-WB-06.pdf Press Release: The Commodity Futures Trading Commission today announced whistleblower awards totaling over $15 million to two whistleblowers who provided significant information and assistance that led
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Whistleblower Alert! SEC issues a whistleblower award of approximately $1.5 million and a whistleblower award of $600,000. Meaning the potential total fine paid was between $7 million and $21 million based on the whistleblowers information.

Whistleblower Alert! SEC issues a whistleblower award of approximately $1.5 million and a whistleblower award of $600,000. Meaning the potential total fine paid was between $7 million and $21 million based on the whistleblowers information.

https://www.sec.gov/files/rules/other/2023/34-98235.pdf https://www.sec.gov/files/rules/other/2023/34-98236.pdf TLDRS: * SEC issues a whistleblower award of approximately $1.5 and a whistleblower award of $600,000. * Meaning the potential total fine paid was between $7 million and $21 million
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Whistleblower Alert! SEC Awards Whistleblower More Than $18 Million. With the award 10%-30% of the fine levied, the fine for this infraction ranged between $60 million and $180 million.

Whistleblower Alert! SEC Awards Whistleblower More Than $18 Million. With the award 10%-30% of the fine levied, the fine for this infraction ranged between $60 million and $180 million.

It sure would be great to know more about leads to such a big fine! https://www.sec.gov/files/rules/other/2023/34-98219.pdf TLDRS: * SEC Awards Whistleblower More Than $18 Million. * With the award 10%-30% of the fine levied, the fine for this infraction ranged between $60
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