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CFTC Alert! Special filing with Federal Register: CFTC submits notice for door meeting this year via the Sunshine Act for 8:00 a.m. TODAY.

Matter to be considered: Matters relating to the Commission’s retention of outside counsel. Ummm, why do they need a lawyer?!?!?! Reddit Post

SEC Alert! Special filing with Federal Register: SEC submits notice for the 12th CLOSED door meeting this year via the Sunshine Act for 2:00 p.m. on Thursday, March 30, 2023.

FICC-MBS Alert! As of today, Credit Suisse Securities (USA) LLC’s FBMA, FBEG, FBEI, FBEP, & FBFC Clearing accounts have no open trade obligations on the books of the MBS Division of FICC.

NSCC Alert! SR-NSCC-2022-015 OPEN for comment: NSCC proposes to make changes to the gap risk charge. They state: 'Gap risk events have been generally understood as idiosyncratic issuer events that cause a rapid shift in price volatility levels.'

Source: https://public-inspection.federalregister.gov/2023-06059.pdf SR-NSCC-2022-015: https://www.sec.gov/rules/sro/nscc/2022/34-96511.pdf Comments are available at: https://www.sec.gov/comments/sr-nscc-2022-015/srnscc2022015.htm Background: * A key tool that NSCC uses to manage its respective credit exposures to its members is the daily collection

DTC Alert! Corporate Actions Service Updates, Service Updates: Credit Suisse's transfer Agent approves release of Chills of USD-Denominated Perpetual Tier 1 Capital Notes ($17 billion in Contingent Convertible Capital Instruments (CoCo's)).

https://www.dtcc.com/-/media/Files/pdf/2023/3/22/18302-23.pdf This is following up on this posting from Yesterday: https://www.reddit.com/r/Superstonk/comments/11yid2p/dtc_alert_corporate_actions_service_updates/ Contingent Convertible Capital Instruments (CoCos) AKA Additional Tier 1 (AT1) bonds a $250-$275

SEC Alert! SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934. The proposed amendments would require registrants to make submissions to the Commission electronically.

proposed Rule (427 pages) The Securities and Exchange Commission (“Commission” or “SEC”) is proposing to require electronic filing or submission of certain forms and other filings or submissions that are required to be filed with or submitted to the Commission under the Securities Exchange Act of 1934 (“Exchange Act”) and

SEC Alert! Commissioner Hester M. Peirce statement on Electronic Filing: 'I am concerned about registrants’ ability to devote the necessary attention to this highly technical release.'

Source: https://www.sec.gov/news/statement/peirce-statement-electronic-filing-032223 Thank you, Mr. Chair. Today’s proposal represents an important step in the Commission’s welcome transition from paper to electronic filing requirements, and I support it. Digital technologies have transformed our world over the past several decades, and our markets are