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SEC Alert! Order Granting Temporary Conditional Exemptive Relief from Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail.

https://public-inspection.federalregister.gov/2023-11031.pdf Introduction and Background: * In July 2012, the Securities and Exchange Commission (the “Commission” or the “SEC”) adopted Rule 613 of Regulation NMS, which required national securities exchanges and national securities associations (the “Participants”) to jointly develop and submit to the Commission a national market

Janet Yellen: "With an additional week of information now available, I am writing to note that we estimate that it is highly likely that Treasury will no longer be able to satisfy all of the government’s obligations if Congress...

Janet Yellen: "With an additional week of information now available, I am writing to note that we estimate that it is highly likely that Treasury will no longer be able to satisfy all of the government’s obligations if Congress has not acted to raise or suspend the debt

SEC Alert! Mellissa Campbell Duru Named Division of Corporation Finance’s Deputy Director for Legal and Regulatory Policy.

Ms. Duru said, "I look forward to our work ahead and developing data-driven and pragmatic policies and rule recommendations to the Commission." Source: https://www.sec.gov/news/press-release/2023-96 The Securities and Exchange Commission today announced that Mellissa Campbell Duru has been named Deputy Director for Legal

SEC Chair Gary Gensler: "Though I’m not suggesting that such individual funds areas large as today's largest banks, as noted in the Federal Reserve’s recent Financial Stability Report, the largest hedge funds by gross asset value have at times on..."

SEC Chair Gary Gensler: "Though I’m not suggesting that such individual funds areas large as today's largest banks, as noted in the Federal Reserve’s recent Financial Stability Report, the largest hedge funds by gross asset value have at times on average exceeded 20-to-1 leverage."

DTC Alert! Change in Funding Accounts for USD payments on Canadian securities, DTC will be changing the funding account from the account held at the Bank of Montreal (BMO) & will transition all payments to either the DTC account held at the Royal Bank

DTC Alert! Change in Funding Accounts for USD payments on Canadian securities, DTC will be changing the funding account from the account held at the Bank of Montreal (BMO) & will transition all payments to either the DTC account held at the Royal Bank of Canada or account at J.

FICC - GOV New Sponsored Member Alert! FICC is pleased to announce that effective May 22, 2023, the following firm will be added as a Sponsored Member of the Government Securities Division: Citadel Energy Marketing LLC.

Source: https://www.dtcc.com/-/media/Files/pdf/2023/5/15/GOV1475-23PDF.PDF Citadel Energy Marketing: Founded in 2014 as a merchant trading business, we have established one of the largest physical natural gas businesses in North America with a portfolio of transportation and storage assets. We are focused

Secretary of Treasury Janet Yellen to congress: "I am writing to note that we still estimate that Treasury will likely no longer be able to satisfy all of the government’s obligations if Congress has not acted to raise or suspend the debt limit..."

Secretary of Treasury Janet Yellen to congress: "I am writing to note that we still estimate that Treasury will likely no longer be able to satisfy all of the government’s obligations if Congress has not acted to raise or suspend the debt limit by early June, and potentially