SEC Charges Electronic Trading Platform for Operating As An Unregistered Broker-Dealer
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๐ฐ News
Gurbir Grewal, the SEC's new Director of the Division of Enforcement
Gurbir S. Grewal
Today, the SEC announced Gurbir S. Grewal would resign his position as New Jersey Attorney General to become director of the Enforcement Division at the Securities and Exchange Commission effective July 26, 2021.
In a statement New Jersey Governor Phil Murphy, he called Grewal an โinvaluable member
DTCC Underwriting Updates - restrictions on how something valued?
DTC Underwriting Service Updates Section 3(c)(7) restrictions for owners of ICG US CLO 2017-1, Ltd.
DTC Underwriting Section 3(c)(7) restrictions for owners of ICG US CLO 2017-1, Ltd./ ICG US CLO 2017-1, LLC
DTC Underwriting Section 3 (c) (7) restrictions for owners of Kommunalbanken AS
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DTC Proposed Rule Change โ Amendments to the DTC Rules and the Procedures, Service Guide, DTC Operational Arrangements and Elimination of the Canadian Dollar Settlement Feature of the Canadian-Link Service (SR-DTC-2021-012)
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FICC - GOV Membership update, new eligible Reverse Repo participant. J.P. MORGAN SECURITIES LLC is the Sponsoring Member for Molecule Master, LP.
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๐คก๐คก๐คก๐คก๐คก๐คก๐คก๐คก๐คก๐คก Your daily reminder that the SEC is a fucking joke!!!!! ๐คก๐คก๐คก๐คก๐คก๐คก๐คก๐คก๐คก๐คก
The SEC has a press release today 'making a splash' charging Amec Foster Wheeler Limited with FCPA violations related to a Brazilian bribery scheme. For this little stunt, they will pay $43,000,000 million in fines!
source: https://www.sec.gov/news/press-release/2021-112
According to the
DTCC Update: Submission of Rule Filing (SR-FICC-2021-004) โ Amendments relating to Confidential Information, Market Disruption Events, and Systems Disconnect Rule
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