FICC - MBS Membership Update! J.P. Morgan Securities, LLC has been approved for four additional full Netting Services accounts effective August 3rd, 2021.
Reddit Post
๐ฐ News
Regulator Capture Alert! in 2015, on his last day at the Public Company Accounting Oversight Board (PCAOB), Under his soon-to-be new boss's order Brian Sweet took sensitive inspection-related documents to use as a resource in his new job
* David Britt, CPA (Release Nos. 34-92514, AAER-4235; File No. 3-18346)
* Thomas Whittle, CPA (Release Nos. 34-92513, AAER-4234; File No. 3-18346)
https://www.sec.gov/litigation/admin/2021/34-92513.pdf
But what about KPMG? How should the average retail investor feel that it appears so easy to capture the regulator via
Inflation Alert! Wildfires continue to cause disruptions to railroads in the West. More than 80 large fires are burning in 13 states across the western U.S., totaling more than 1.3 million acres of damage to date
Inflation Alert! Wildfires continue to cause disruptions to railroads in the West. More than 80 large fires are burning in 13 states across the western U.S., totaling more than 1.3 million acres of damage to date, which includes multiple locations on the railroad network.
Let's start
Rule Alert! CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance and Clarify its Price Adjust Process for Certain Market-Maker Interest, Specifically Book Only Orders and Bulk Messages Submitted Through Bulk Ports
Modify the Bulk Message Fat Finger Check
CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance and Clarify its Price Adjust Process for Certain Market-Maker Interest, Specifically Book Only Orders and Bulk Messages Submitted Through Bulk Ports and Modify the Bulk Message Fat Finger Check
Fifth Third Bancorp and Daniel Poston (Release No. 34-92511; File No. 3-15635): A $6.6 million dollar fine to avoid a $169 million impairment and increased the companyโs pretax loss in the third quarter of 2008 by 132 percent.
Reddit Post
Rule Alert! NSCC PROPOSED RULE CHANGE FILING โ TO REMOVE ID NET TRANSACTIONS FROM REQUIRED FUND DEPOSIT CALCULATIONS (SR-NSCC-2021-011) how transactions processed through the ID Net Service are handled following a Member default.
Source
EDIT: Link to SR-NSCC-2021-011.pdf
Reddit Post
Investment Company Act Notice! Columbia ETF Trust I, et al. (Release No. IC-34345; File No. 812-15239)
EDIT: Getting a lot of questions of 'wut mean'. I am not entirely sure and hope Apes with wrinkles can confirm, but to be granted exemptions to the rules I have pulled out, makes it appear Columbia ETF Trust has been given a pass to defraud investors.
Investment