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Self-Regulatory Organization Alert! NYSE Arca: Notice of Filing of Proposed Rule Change New Rule 6.91P-O (Release No. 34-92563; File No. SR-NYSEArca-2021-68)

NYSE Arca: Notice of Filing of Proposed Rule Change New Rule 6.91P-O (Release No. 34-92563; File No. SR-NYSEArca-2021-68); see also Exhibit 5 This one is long (52 pages) and seems mostly 'mundane' defining things so not sure how many tl:dr sections I will make, but this

Self-Regulatory Organization Alert! Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule (Release No. 34-92559; File No. SR-NYSEAMER-2021-34)

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule (Release No. 34-92559; File No. SR-NYSEAMER-2021-34); see also Exhibit 5 https://www.sec.gov/rules/sro/nyseamer/2021/34-92559.pdf https://www.sec.gov/rules/sro/nyseamer/2021/34-92559-ex5.pdf They

Gary Gensler Public Statement Alert! Remarks Before the Aspen Security Forum

Remarks Before the Aspen Security Forum Source https://www.sec.gov/news/public-statement/gensler-aspen-security-forum-2021-08-03 Thank you for that kind introduction. It’s good to join the Aspen Security Forum. As is customary, I’d like to note that my views are my own, and I’m not speaking on behalf

SEC Alert! On 9/28/21*, compliance date for the amendments to Rule 15c2-11, SEC expects that broker-dealers will no longer be able to publish proprietary quotations for the securities of any issuer for which there is no current and publicly available info

Self-Regulatory Organization Rule Alert! Notice of Filing of Proposed Rule Change to Amend Exchange Rule 2616, Priority of Orders (Release No. 34-92545; File No. SR-PEARL-2021-35)

MIAX PEARL: Notice of Filing of Proposed Rule Change to Amend Exchange Rule 2616, Priority of Orders (Release No. 34-92545; File No. SR-PEARL-2021-35); see also: Exhibit 5 https://www.sec.gov/rules/sro/pearl/2021/34-92545.pdf Reddit Post

Whistleblower Alert! Statement from SEC Chairman Gary Gensler on August 2, 2021, in connection with the SEC’s Whistleblower Program

Whistleblower Alert! SEC Issues Whistleblower Awards Totaling More Than $4 Million