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Self-Regulatory Organization Rule Alert! CboeBZX: Order Granting Approval of a Proposed Rule Change to Amend Rule 14.11(m) (Tracking Fund Shares) to Provide for the Use of Custom Baskets (Release No. 34-93147; File No. SR-CboeBZX-2021-053)

CboeBZX: Order Granting Approval of a Proposed Rule Change to Amend Rule 14.11(m) (Tracking Fund Shares) to Provide for the Use of Custom Baskets Consistent with the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares (Release No.

SEC Alert! SEC announces that Commodity Futures Trading Commission (CFTC) Commissioner Dan Berkovitz has been named SEC General Counsel, effective Nov. 1. John Coates will leave the agency in October and return to teaching at Harvard.

NSCC Alert! The SEC has recently approved NSCC’s proposal (SR-NSCC-2021- 011) to remove transactions processed through the ID Net Service from the calculation of Members’ Required Fund Deposits to the Clearing Fund.

Whistleblower Alert! The Securities and Exchange Commission today announced an award of approximately $36 million to a whistleblower whose information and assistance significantly contributed to the success of an SEC enforcement action as well as actions

Whistleblower Alert! The Securities and Exchange Commission today announced awards of approximately $11.5 million to two whistleblowers whose information and assistance contributed to the success of an SEC enforcement action.

Whistleblower Alert! The Securities and Exchange Commission today announced awards of approximately $110 million and $4 million to two whistleblowers whose information and assistance led to successful SEC and related actions.

Housing bubble alert! America's Most Expensive Home Defaults: a Los Angeles megamansion once expected to list for $500 million has gone into receivership after the owner defaulted on more than $165 million in loans and debt, according to court filings.