Dismal's Smacks

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🧱 Market Reform

DTC Proposed Rule Change – Amendments to the DTC Rules and the Procedures, Service Guide, DTC Operational Arrangements and Elimination of the Canadian Dollar Settlement Feature of the Canadian-Link Service (SR-DTC-2021-012)

SR-NYSE-2020-95: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B

Didn't see posted when checking, NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness Proposed Rule Change to Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations.

NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations (Release No. 34-92470; File No. SR-BX-2021-031); see also Exhibit 5 Reddit Post

(Release No. 34-92484; File No. S7-22-20) Order Granting Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation

Order Granting Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the French Republic (Release No. 34-92484; File No. S7-22-20) EDIT: This thing is 208 pages big and dropped on a Friday night. Trying to

I searched but didn't see this posted: 34-92446 NYSE National, Inc. Notice of Filing and Immediate Effectiveness regarding orders designated as “Retail Orders.” Calls for ETP Holders to designate an order with a retail modifier (“Retail Order”).

Trying to incentivize better behavior? I searched but didn't see this posted: 34-92446 NYSE National, Inc. Notice of Filing and Immediate Effectiveness regarding orders designated as “Retail Orders.” Calls for ETP Holders to designate an order with a retail modifier (“Retail Order”). Trying to incentivize better behavior? https:

Reminder: TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021.

FINRA is modifying the convention for rounding the original loan-to-value ratio used in the dissemination of transactions in agency pass-through mortgage-backed securities. As announced in Regulatory Notice 21-02, FINRA is modifying the convention for rounding the original loan-to-value ratio used in the dissemination of transactions in agency pass-through mortgage-backed securities

SR-NYSE-2021-40 New York Stock Exchange Rulemaking: Notice of Filing of Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.12.