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🧱 Market Reform

FDIC Alert! Yesterday, a CLOSED meeting of the Board as it was determined that the public interest did not require opening the meeting. Matters related to the FDIC’s supervision, corporate, and resolution activities considered.

TIME AND DATE: 10:27 a.m. on Tuesday, April 18, 2023. https://public-inspection.federalregister.gov/2023-08502.pdf TLDRS: * Yesterday, a CLOSED meeting of the Board as it was determined that the public interest did not require opening the meeting. * Matters related to the FDIC’s supervision, corporate, and resolution

These are the fields CBOE proposed for the end-of-month report (“EOM Report”) to be included in the US Equity Short Volume & Trades Report (a proposed NEW REPORT) that provides a record of all short sale transactions for the month.

CBOE Alert! CBOE propose rules OPEN FOR COMMENT to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report. Introduces a new, end-of-month report containing a record of all short sale transactions for the current month.

Sources: * Cboe BYX Exchange, Inc.: https://public-inspection.federalregister.gov/2023-08221.pdf https://cdn.cboe.com/resources/regulation/rule_filings/approved/2023/SR-CboeBYX-2023-006.pdf * Cboe BZX Exchange, Inc. https://public-inspection.federalregister.gov/2023-08222.pdf https://cdn.cboe.com/resources/regulation/rule_filings/pending/2023/SR-CboeBZX-2023-013.pdf * Cboe EDGA Exchange, Inc. https:

SEC Commissioner Crenshaw: "Margin calls are sometimes pointed to as a source of procyclicality"

"This change ensures that covered clearing agencies are aware of intraday exposures that may arise, rather than potentially remaining unaware of them and delaying any ability to react until end of day." Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans SEC Commissioner Caroline A. Crenshaw

This is Form 19b-4(e). The SEC proposed in rules filed today and OPEN for comment, rules that would require the DERIVATIVES information currently contained in Form 19b-4(e) to be publicly posted on the SRO’s website. Would you like to see this data?

Source: https://public-inspection.federalregister.gov/2023-06330.pdf Summary * The Securities and Exchange Commission (“Commission” or “SEC”) is proposing to require electronic filing or submission of certain forms and other filings or submissions that are required to be filed with or submitted to the Commission under the Securities Exchange Act of

SEC Alert! SEC Appoints Deborah J. Jeffrey as Inspector General effective May 7, 2023. Ms. Jeffrey is currently the Inspector General of AmeriCorps.

Press Release: The Securities and Exchange Commission today announced the appointment of Deborah J. Jeffrey as Inspector General, effective May 7, 2023. Ms. Jeffrey is currently the Inspector General of AmeriCorps. “Deb will bring incredible experience in public service and oversight to the SEC,” said SEC Chair Gary Gensler. “The

SEC Alert! OPEN for comment, the SEC is proposing to require electronic filing or submission of certain forms and other filings or submissions. The proposal would require the information currently contained in Form 19b-4(e) to be publicly posted.

Electronic Submission of Certain Materials under the Securities Exchange Act: Amendments Regarding the Financial and Operational Combined Uniform Single Report (386 pages) https://public-inspection.federalregister.gov/2023-06330.pdf Summary * The Securities and Exchange Commission (“Commission” or “SEC”) is proposing to require electronic filing or submission of certain forms and other