SEC Alert! SEC Fines and Censures Cantor Fitzgerald $1.4M for Failing to Report Large Traders: Hidden Sell-offs Could Be Used to Distort and Create Retail is Selling GameStop Narrative by Corporate Media.
https://www.sec.gov/litigation/admin/2023/34-97906.pdfSummary:
Wut mean?
* Cantor Fitzgerald, a financial services firm, has been found to repeatedly fail to identify and report customers who are classified as "Large Traders" as per Section 13(h) of the Exchange Act and its associated rules. This