FINRA 'discipline' Alert! Between November 2017 and August 2022, Citigroup violated the "Short Tender Rule". Penalty? Censure, $2.5M fine, no admission of wrongdoing.
Hello and happy Tuesday, I hope everyone is off to a great start of the week!
I would like to share some more FINRA 'discipline' with y'all, this time it's Citigroup again!
As these releases convey a ton of information, I hope this format