SEC Commissioner Mark Uyeda on SEC's agenda: "Have I tired you all out yet? The volume and breadth of these rules is staggering, but there are more proposed rules in the pipeline affecting asset managers and financial advisors."
Source: Remarks at the NSCP National Conference
Highlights:
"The past two years have been marked by a large number of proposed and adopted Commission rules. Many of these rules affect asset managers, including some that originated outside of the Commissionโs Division of Investment Management. Letโs take a