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ACS Execution Services

From June 2017 to the present, ACS Execution Services effected at least 10 million short sales to facilitate net trading by its broker-dealer clients without locating shares available for borrowing.

ACS failed to obtain locates for short sale orders as required by Rule 203(b)(J) of Regulation SHO: As a result, ACS effected at least 10 million sho1t sales for its own account to facilitate short sale orders on a net basis without borrowing the securities, entering into a

The Daily Stonk

The Daily Stonk: A Recap (6/2/24-6/8/24)

Welcome, Welcome, Welcome to this edition of the 'Daily Stonk' I'm your host Dismal-Jellyfish here with a quick recap of the week. Before going any further, I am sure you may me wondering why the post to begin with? Great question! With the rate events seemingly

Stress tests will be released on Wednesday, June 26, at 4:30 p.m. EDT

Federal Reserve Board announces that results from its annual bank stress tests will be released on Wednesday, June 26, at 4:30 p.m. EDT. This year, 32 banks with $100 billion or more in total assets are subject to the stress tests.

Highlights: The Federal Reserve Board announced on Thursday that results from its annual bank stress tests will be released on Wednesday, June 26, at 4:30 p.m. EDT. Additionally, aggregate results from the Board's first exploratory analysis, which will not affect bank capital requirements, will be released

SEC Chair Gary Gensler

SEC Chair Gary Gensler: "Investors today can get information from more sources than ever before. They can share advice peer-to-peer via new social media platforms, as well as Reddit communities and YouTube channels."

SEC Chair Gary Gensler emphasizes the value of diverse information sources for investors, including peer-to-peer advice via social media platforms like Reddit and YouTube, which bring new voices and research into the investment field.

Managed Funds Association (MFA) statement on court vacating Private Fund Adviser Rule

Managed Funds Association (MFA) statement on court vacating Private Fund Adviser Rule: "Unfortunately, this is just one instance of SEC overreach as it looks to push through the most aggressive agenda in decades."

Today, MFA President and CEO Bryan Corbett issued the following statement after the Fifth Circuit Court of Appeals vacated the Private Fund Adviser Rule: "Unfortunately, this is just one instance of SEC overreach as it looks to push through the most aggressive agenda in decades" In September 2023,

"we all have a free speech right to go and say to a neighbor, whether it’s online or in person, I like this investment,”

To the people familiar with the matter complaining DFV updates are market manipulation, please revisit Gary Gensler's testimony from Thursday, May 6, 2021

To the people familiar with the matter complaining DeepFuckingValue/RoaringKitty/Kieth Gill updates are market manipulation, please revisit Gary Gensler's testimony from Thursday, May 6, 2021 at the house congressional hearing GAME STOPPED? WHO WINS AND LOSES WHEN SHORT SELLERS, SOCIAL MEDIA, AND RETAIL INVESTORS COLLIDE, PART III:

CFTC Announces Agenda for Global Markets Advisory Committee (GMAC) Meeting 6/4 (Tuesday).

CFTC Announces Agenda for Global Markets Advisory Committee (GMAC) Meeting 6/4 (Tuesday). GMAC to consider impact of the U.S. Basel III endgame bank capital proposals on end-users that rely on cleared derivatives markets & more.

About the Meeting: CFTC Commissioner Caroline D. Pham, sponsor of the Global Markets Advisory Committee (GMAC), announced the agenda for the upcoming GMAC public meeting on Tuesday, June 4, from 10:00 a.m. to 1:00 p.m. EDT at the CFTC’s New York Regional Office. At this