Latest

Self-Regulatory Organization Rule Alert! NYSE Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 (Release No. 34-9

EDIT: Thank you u/pragmatic-guy, I copied the wrong SRO title for this one. Would delete and resubmit but don't want to kill the discussion. If Mods wish to kill and repost, completely understand. I apologize for the mixup!!! Will stop trying to read these two at a
dismal-jellyfish ๐Ÿ“ฐ News

NSCC Membership Updates Alerts! Change in the list of Participants: BMO Harris Financial Advisors, Inc. to last trade date 9/1, Fidelity Distributors Company LLC/Fidelity Institutional Liquidity Fund 2 last trade date 8/25/21, and more.

NSCC Membership Updates Alerts! Change in the list of Participants: BMO Harris Financial Advisors, Inc. to last trade date 9/1, Fidelity Distributors Company LLC/Fidelity Institutional Liquidity Fund 2 last trade date 8/25/21, and more. https://www.dtcc.com/-/media/Files/pdf/2021/8/27/a9043.
dismal-jellyfish ๐Ÿ“ฐ News

SEC Alert! Investor Advisory Committee Meeting, Thursday, September 9, 2021

Investor Advisory Committee Meeting, Thursday, September 9, 2021 The agenda for the meeting includes: welcome remarks; approval of previous meeting minutes; a panel discussion entitled โ€œReimagining Investor Protection in a Digital World: the Behavioral Design of Online Trading Platformsโ€; a panel discussion regarding competition and regulatory reform at the PCAOB;
dismal-jellyfish ๐Ÿ“ฐ News

SEC Alert! The Securities and Exchange Commission today announced that it is requesting information and public comment on matters related to the use of digital engagement practices by broker-dealers and investment advisers.

Source Release The Securities and Exchange Commission today announced that it is requesting information and public comment on matters related to the use of digital engagement practices by broker-dealers and investment advisers. These tools include behavioral prompts, differential marketing, game-like features (commonly referred to as gamification), and other design elements
dismal-jellyfish ๐Ÿ“ฐ News

Inflation Alert! Bureau of Economic Analysis (BEA) has issued the following the PCE price index increased 0.4 percent. Excluding food and energy, the PCE price index increased 0.3 percent for July 2021.

https://www.bea.gov/news/2021/personal-income-and-outlays-july-2021 Personal income increased $225.9 billion (1.1 percent) in July according to estimates released today by the Bureau of Economic Analysis. Disposable personal income (DPI) increased $198.0 billion (1.1 percent) and personal consumption expenditures (PCE) increased $42.2 billion (0.
dismal-jellyfish ๐Ÿ“ฐ News