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* CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exempt Certain Categories of Investment Companies Registered under the Investment Company Act of 1940 from the Requirement to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets

Source Good morning. This is an open meeting of the U.S. Securities and Exchange Commission on September 29, 2021. I want to welcome members of the public who are listening in. This is my first open meeting as Chair of this remarkable agency. While there will be times when

ICEEU: Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures (Release No. 34-93178; File No. SR-ICEEU-2021-014) Reddit Post

Source Thank you, Chair Gensler, and thank you to the staff in the Division of Investment Management (the “Division”) for your hard work on the recommendation we are considering today, to propose amendments to disclosures that asset managers make with regard to their proxy voting.[1]  As no recommendation gets

NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New Rule Requiring Members to Input Accurate Information into BX Systems (Release No. 34-93143; File No. SR-BX-2021-042; ); see also Exhibit 5 tl:dr - NASDAQ OMX BXis proposing to make it a rule that

CboeBZX: Order Granting Approval of a Proposed Rule Change to Amend Rule 14.11(m) (Tracking Fund Shares) to Provide for the Use of Custom Baskets Consistent with the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares (Release No.

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