Dismal's Smacks

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FICC - MBS Alert! Ccertain Deterministic Risk Component items (Mark-to-Market items, cash obligation items and accrued principal and interest) from the Required Fund Deposit calculation to Cash Settlement, revise thresholds in the Intraday Mark-to-Market

SEC ALERT! SEC today announced charges against Wells Fargo Advisors for failing to file at least 34 Suspicious Activity Reports (SARs) in a timely manner between April 2017 and October 2021.

NSCC Alert! NSCC PROPOSED RULE CHANGE – ENHANCEMENT TO THE EXCESS CAPITAL PREMIUM CHARGE (SR-NSCC-2022-005)

I guess you could say things are getting pretty serious

SEC ALERT! SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud Allianz Global Investors Agrees to Pay More Than $1 Billion to Resolve SEC Charges.

https://www.sec.gov/news/press-release/2022-84 Reddit Post

NSCC Alert! ETF PCF CYCLE EXPANSION. This is the official notice of an upcoming change that will impact the frequency and timing of the ETF Portfolio Composition File (PCF) primary cycle.

NSCC Alert! ETF PCF CYCLE EXPANSION. This is the official notice of an upcoming change that will impact the frequency and timing of the ETF Portfolio Composition File (PCF) primary cycle. Once this enhancement is implemented, NSCC will no longer grant PCF extension requests! Reddit Post