UBS to Pay $25 Million to Settle SEC Fraud Charges Involving Complex Options Trading Strategy.
Source: https://www.sec.gov/news/press-release/2022-117
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GDI OpenSea! If only there was an alternative marketplace players and creators could turn to... Soonโข
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FICC-GOVE Alert! Submission of Rule Filing SR-FICC-2022-005 โ Revising the Formula Used to Calculate the VaR Charge for Repo Interest Volatility
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DTC Alert! Proposed Rule Change โ Amendment to the Reorganizations Service Guide (SR-DTC-2022-007) provide Participants with the option to submit certain instructions via APIs and ISO 20022 real-time messaging for eligible ATOP, ASOP and APUTS
Source: https://www.dtcc.com/-/media/Files/pdf/2022/6/28/17074-22.pdf
So what do they want real time messaging for?
About DTC's Automated Subscription Offer Program (ASOP):
DTC's Automated Subscription Offer Program (ASOP) allows you to accept a rights offer and receive the
Federal Reserve Alert! Federal bank regulatory agencies today issued the host state loan-to-deposit ratios that are used to evaluate compliance with section 109 of the Riegle-Neal Interstate Banking and Branching Efficiency Act of 1994.
Source (pdf)
The statewide loan-to-deposit ratio relates to an individual bank and is the ratio of a bankโs loans to its deposits in a particular state where the bank has interstate branches.
SECTION 109 HOST STATE LOAN-TO-DEPOSIT RATIOS
The Board of Governors of the Federal Reserve System (Board), the
SEC Alert! Dissent from Commissioner Hester M. Peirce on Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation
Earlier today: Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation
Source to Commissioner Hester M. Peirce statement
When Voluntary Means Mandatory and Forever: Statement on In the Matter of Ernst & Young LLP
I could have supported an enforcement action
Goldman Sachs is reportedly raising $2B to buy buy up distressed assets from troubled crypto lender Celsius: Sources
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