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NYSE Alert! Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change: to permit the listing and trading of certain exchange-traded products (“ETPs”) that overlie one or more stocks listed on the Exchange.

SR-NYSE-2022-04 34-95378 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98Comments due: 21 days after publication in the Federal Register * Submit Comments on SR-NYSE-2022-04

SEC Alert! The Securities and Exchange Commission today separately charged J.P. Morgan Securities LLC, UBS Financial Services Inc., and TradeStation Securities, Inc. for deficiencies in their programs to prevent customer identity theft.

Source: https://www.sec.gov/news/press-release/2022-131 JPMorgan: The JPMorgan order also finds that the firm failed to exercise appropriate and effective oversight of all service provider arrangements and failed to train staff to effectively implement one of its identify theft prevention programs in 2017. UBS: The UBS order

NSCC Alert! NSCC PROPOSED RULE CHANGE – ACATS RECEIVER DELETE ENHANCEMENTS (SR-NSCC-2022-011) The Rule Filing would amend the NSCC Rules & Procedures to permit NSCC to expand the “receiver delete” functionality in ACATS to additional products.

DTC Alert! Pledgee Account Activation (swaps): JPMorgan Chase Bank, National Association and J.P. Morgan Securities, LLC appears to be activating accounts for swaps effective with the opening of business on August 1st, 2022

SEC Alert! The Securities and Exchange Commission today filed insider trading charges against nine individuals in connection with three separate alleged schemes that together yielded more than $6.8 million in ill-gotten gains.

Source: https://www.sec.gov/news/press-release/2022-129 Those charged include a former chief information security officer (CISO), an investment banker, and a former FBI trainee, all of whom allegedly shared confidential information with their friends, who then traded on that confidential information. Each of the three actions announced today

SEC Alert! The Securities and Exchange Commission today filed insider trading charges against Stephen Buyer, a former U.S. Representative for Indiana's 4th Congressional District.

Source: https://www.sec.gov/news/press-release/2022-128 According to the SEC’s complaint, after leaving Congress in 2011, Buyer formed a consulting firm, the Steve Buyer Group, which provided services to, among other clients, T-Mobile. In March 2018, Buyer attended a golf outing with a T-Mobile executive, from whom

U.S. July flash PMI data show ‘worrying deterioration’ in economy: U.S. business activity contracts in July for first time in 2 years, survey shows.

Source:https://www.reuters.com/markets/us/us-business-activity-contracts-july-first-time-2-years-survey-shows-2022-07-22/ Reddit Post