Latest

SEC Alert! Hester Pierce OPPOSES adopted amendments to its rules to require registrants to disclose information reflecting the relationship between executive compensation actually paid by a registrant & the registrant’s financial performance as required and mandated by the Dodd-Frank Act in 2010. Source: https://www.sec.gov/news/statement/

Source Comments from Gary Gensler The draft strategic plan establishes three primary goals: * Protecting working families against fraud, manipulation, and misconduct; * Developing and implement a robust regulatory framework that keeps pace with evolving markets, business models, and technologies; and * Supporting a skilled workforce that is diverse, equitable, inclusive, and is

Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection with Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain; Proposed Order (Release No. 34-92716; File No. S7-09-21; August 20, 2021) https://www.sec.gov/

Source: https://www.sec.gov/news/press-release/2022-142 The SEC's Office of Credit Ratings is responsible for oversight of nationally recognized statistical rating organizations (NRSROs), including examinations of NRSROs and developing and administering rules affecting NRSROs. Office staff work to ensure that credit ratings are not unduly influenced

Reddit Post