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Hester is big mad. Source: https://www.sec.gov/news/statement/peirce-statement-open-end-funds-110222 Thank you, Mr. Chair. I cannot support even releasing this proposal for comment. At a time when so much of our rulebook is up for discussion, nobody has the bandwidth to consider properly a proposal that would fundamentally

SEC Alert! The SEC voted to propose amendments to better prepare open-end funds for stressed conditions & to mitigate dilution of shareholders’ interests. Would enhance how funds manage their liquidity risks, require mutual funds implement liquidity management tools, & more timely & detailed reports Source: https://www.sec.gov/news/

SEC Alert! Chair Gary Gensler: Today, the Commission will consider whether to propose amendments to enhance the liquidity risk management of open-end funds. I’m pleased to support the proposal because, if adopted, it would promote investor protection and greater resiliency for open-end funds. Source: https://www.sec.gov/news/

Source: https://www.sec.gov/news/press-release/2022-198 The Securities and Exchange Commission today adopted amendments to Form N-PX to enhance the information mutual funds, exchange-traded funds, and certain other registered funds report about their proxy votes. The amendments will make these funds’ proxy voting records more usable and easier

FINRA Alert! FINRA previously announced it will be modifying the Statistics data on the OTC Transparency Data website to enhance the amount of information that is available to its users for 11/5/2022. These enhancements will now occur beginning on Monday, November 21, 2022. Source: https://www.finra.org/