Dismal's Smacks

🌙 ☀️

Sign in Subscribe

Latest

FDIC Alert! FDIC Announces Senior Leadership Changes in Division of Risk Management Supervision-- new Deputy Director of Capital Markets and Accounting Policy and Deputy Director of Operational Risk

Source: https://www.fdic.gov/news/press-releases/2023/pr23005.html The Federal Deposit Insurance Corporation (FDIC) today announced the appointments of two senior leaders within the agency’s Division of Risk Management Supervision (RMS). Ryan Billingsley is the FDIC’s new Deputy Director of Capital Markets and Accounting Policy and

Federal Reserve Alert! Federal Reserve Board issues policy statement to promote a level playing field for all banks with a federal supervisor, regardless of deposit insurance status.

Source: https://www.federalreserve.gov/newsevents/pressreleases/bcreg20230127a.htm The Federal Reserve Board on Friday issued a policy statement to promote a level playing field for all banks with a federal supervisor, regardless of deposit insurance status. The statement makes clear that uninsured and insured banks supervised by the Board

SEC Alert! SEC submitted to OMB request for approval of extension of the previously approved collection of information provided for in Rule 602.

Obligates national securities exchanges to make available to the public the best bid, best offer, and aggregate quotation size for each “subject security Reddit Post

SEC Alert! SEC submitted to OMB a request for approval of extension of the previously approved collection of information provided for in Rule 201 and Rule 200. Rule 201 is a short sale-related circuit breaker rule

SEC Alert! Special filing with Federal Register: SEC submits notice for another closed door meeting via Sunshine Act for 2/3/2023 @ 2pm.

SEC Alert! SEC proposing new rules (386 pages) relating to a broker-dealer’s duty of best execution. Enhances the existing regulatory framework calling for more robust policies and procedures for broker-dealers engaging in certain conflicted transactions

84 years ago you couldn't even say Ethereum here. How the turntables...