Latest

SEC Alert! SEC has request for approval of extension of the previously approved collection of information provided for in Rules 901, 902, 903(a), 904, 905, 906, 907, and 908 of Regulation SBSR.

Regulation SBSR provides generally for the reporting of security-based swap information. OPEN for comment! Source: https://public-inspection.federalregister.gov/2023-02830.pdf * Regulation SBSR consists of ten rules, Rules 900 to 909 under the Exchange Act. Regulation SBSR provides generally for the reporting of security-based swap information to a registered security-based
dismal-jellyfish ๐Ÿ“ฐ News

Commodity Futures Trading Commission (CFTC) Alert! Special filing with Federal Register: CFTC submits notice for an OPEN door meeting via Sunshine Act for Wednesday, February 15, 2023 at 9:00 a.m.

Source: https://public-inspection.federalregister.gov/2023-03043.pdf TIME AND DATE: 9:00 a.m. ET, Wednesday, February 15, 2023. PLACE: Virtual meeting. STATUS: Open. MATTERS TO BE CONSIDERED: The Commodity Futures Trading Commission (โ€œCommissionโ€ or โ€œCFTCโ€) will hold this meeting to consider the following matters: * Advance Notice of Proposed Rulemaking
dismal-jellyfish ๐Ÿ“ฐ News

DTC,NSCC, and FICC Alert! The entire Exhibit 5 (DTC), Exhibit 5 (NSCC), and Exhibit 5 (FICC) for the Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework ARE REDACTED.

It was suggested this could be its own post: The entire Exhibit 5 (DTC), Exhibit 5 (NSCC), and Exhibit 5 (FICC) for the Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework ARE REDACTED. Example: The proposed rules themselves are viewable
dismal-jellyfish ๐Ÿ“ฐ News