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SEC Alert! Commissioner Hester M. Peirce statement on SEC rules to shorten settlement cycle: 'I support the plan to move to T+1, but do not support the proposed timeline for making this change... I propose instead a September 3, 2024 implementation date.'

Source: https://www.sec.gov/news/statement/peirce-statement-settlement-cycle-021523 Thank you, Mr. Chair. And thank you to the staff in the Divisions of Trading and Markets, Economic and Risk Analysis, and Investment Management, and the Office of the General Counsel for your hard work on this rulemaking. I enjoyed our interactions

Commodity Futures Trading Commission (CFTC) Alert! Special filing with Federal Register: CFTC submits notice of CANCELLATION of the OPEN door meeting for today Wednesday, February 15, 2023 at 9:00 a.m. Swap data reporting was on the agenda for discussion.

SEC Alert! SEC today adopted rule changes to shorten the standard settlement cycle for most broker-dealer transactions in securities from two business days after the trade date (T+2) to one (T+1).

Source documents: Final Rule (314 pages) Fact Sheet https://www.sec.gov/news/press-release/2023-29 Gary Gensler Tweet on it: https://twitter.com/GaryGensler/status/1625884241656414209 We just adopted rules & rule amendments to shorten the standard settlement cycle for most securities transactions. Taken together, these amendments will make our

SEC Alert! SEC is soliciting comments on the existing collection of information provided for in Rule 607.

Rule 607 requires disclosure on each new account and on a yearly basis thereafter, on the annual statement, the firm's policies regarding receipt of payment for order flow from any market makers Source: [SEC File No. 270-382, OMB Control No. 3235-0762]: https://public-inspection.federalregister.gov/2023-03154.pdf Good

SEC Alert & OPEN for comment! SEC is reissuing and revising a proposal that was initially published in September 2011 that would implement a provision under the Dodd-Frank

prohibiting certain entities engaging in any transaction that would involve or result in certain material conflicts of interest Source: https://public-inspection.federalregister.gov/2023-02003.pdf (168 pages) [Release No. 33-11151; File No. S7-01-23] RIN 3235-AL04 Prohibition Against Conflicts of Interest in Certain Securitizations ACTION: Supplemental proposed rule. SUMMARY The Securities

NSCC Service Update Alert! Proposed Rule Change Filing – Establish Implementation Date of Revisions Relating to the Excess Capital Premium Charge (SR-NSCC-2023-002) will be implemented by March 13, 2023

Source(s): a9266, SR-NSCC-2023-002, (Release No. 34-96786; File No. SR-NSCC-2022-005) Good evening neighbors of Superstonk, jellyfish here! The following was filed that set off a bit of a nesting doll situation, so please buckle up, this one goes on for a bit! Ok, so the notice points us to SR-NSCC-2023-002:

Federal Reserve Alert! The Fed releases hypothetical scenarios for its 2023 bank stress tests.

For the first time, this year's stress test will feature an additional exploratory market shock to the trading books of the largest and most complex banks, with firm-specific results released. Press release: https://www.federalreserve.gov/newsevents/pressreleases/bcreg20230209a.htm Source: 2023 Stress Test Scenarios (PDF) Related Content: