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* Federal Register (downloads pdf) * Commissioner Christy Goldsmith Romero Statement * Commissioner Caroline D. Pham Statement Press release: https://www.cftc.gov/PressRoom/PressReleases/8659-23 The Commodity Futures Trading Commission today issued an order to designate a unique product identifier and product classification system to be used in swap recordkeeping and reporting.

Source: https://public-inspection.federalregister.gov/2023-03650.pdf The subject matter of the closed meeting will consist of the following topics: * Institution and settlement of injunctive actions; * Institution and settlement of administrative proceedings; * Resolution of litigation claims; and * Other matters relating to examinations and enforcement proceedings Reddit Post

Source: https://www.sec.gov/news/statement/peirce-statement-settlement-cycle-021523 Thank you, Mr. Chair. And thank you to the staff in the Divisions of Trading and Markets, Economic and Risk Analysis, and Investment Management, and the Office of the General Counsel for your hard work on this rulemaking. I enjoyed our interactions

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Source documents: Final Rule (314 pages) Fact Sheet https://www.sec.gov/news/press-release/2023-29 Gary Gensler Tweet on it: https://twitter.com/GaryGensler/status/1625884241656414209 We just adopted rules & rule amendments to shorten the standard settlement cycle for most securities transactions. Taken together, these amendments will make our

Rule 607 requires disclosure on each new account and on a yearly basis thereafter, on the annual statement, the firm's policies regarding receipt of payment for order flow from any market makers Source: [SEC File No. 270-382, OMB Control No. 3235-0762]: https://public-inspection.federalregister.gov/2023-03154.pdf Good