Peruvian Bull on Twitter: I'm tired of hearing "naked shorting improves liquidity" oh really? How about "naked" buying then? what if I buy shares and never deliver the funds to you? does that improve liquidity??! FFS
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SEC Alert! Special filing with Federal Register: SEC submits notice that Investor Advisory Committee will hold a PUBLIC meeting on Thursday, March 2, 2023 @ 10am (ET). The public is invited to submit written statements to the Committee before 3/1/23.
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Dave Lauer on Twitter: I think we're going to have a great discussion with @GaryGensler tomorrow - we'll get into the weeds on FTDs & DRS, and ask about SEC enforcement & why it comes up short.
Source: https://twitter.com/dlauer/status/1628130133709099018
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SEC Alert! SEC Charges Church of Jesus Christ of Latter-day Saints and Its Investment Management Company for Disclosure Failures and Misstated Filings for failing to file forms that would have disclosed the Churchโs investments & for instead filing forms
Source: https://www.sec.gov/news/press-release/2023-35
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Always great to see an Ape working to try and connect with other communities with shared values and interests (Crypto Twitter). Not your keys not your crypto, not your name not your shares!
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OCC Alert! Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy. More [REDACTED] materials.
source: https://www.sec.gov/rules/sro/occ/2023/34-96948.pdf
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SEC Alert! SEC announces The Options Clearing Corporation (OCC) will undertake remedial efforts and pay $17 million in penalties to settle charges that it failed to comply with its SEC-approved Stress Testing and Clearing Fund Methodology rule
SEC Order (pdf)
Source: https://www.sec.gov/news/press-release/2023-31
The Securities and Exchange Commission today announced that The Options Clearing Corporation (OCC) will undertake remedial efforts and pay $17 million in penalties to settle charges that it failed to comply with its SEC-approved Stress Testing and Clearing Fund