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SEC Alert! SEC Charges Church of Jesus Christ of Latter-day Saints and Its Investment Management Company for Disclosure Failures and Misstated Filings for failing to file forms that would have disclosed the Church’s investments & for instead filing forms

Source: https://www.sec.gov/news/press-release/2023-35 Reddit Post

OCC Alert! Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy. More [REDACTED] materials.

source: https://www.sec.gov/rules/sro/occ/2023/34-96948.pdf Reddit Post

SEC Alert! SEC announces The Options Clearing Corporation (OCC) will undertake remedial efforts and pay $17 million in penalties to settle charges that it failed to comply with its SEC-approved Stress Testing and Clearing Fund Methodology rule

SEC Order (pdf) Source: https://www.sec.gov/news/press-release/2023-31 The Securities and Exchange Commission today announced that The Options Clearing Corporation (OCC) will undertake remedial efforts and pay $17 million in penalties to settle charges that it failed to comply with its SEC-approved Stress Testing and Clearing Fund

Commodity Futures Trading Commission (CFTC) Alert! CFTC today issued an order to designate a unique product identifier and product classification system to be used in swap recordkeeping and reporting. More details inside.

* Federal Register (downloads pdf) * Commissioner Christy Goldsmith Romero Statement * Commissioner Caroline D. Pham Statement Press release: https://www.cftc.gov/PressRoom/PressReleases/8659-23 The Commodity Futures Trading Commission today issued an order to designate a unique product identifier and product classification system to be used in swap recordkeeping and reporting.

SEC Alert! Special filing with Federal Register: SEC submits notice for another CLOSED door meeting via Sunshine Act for 2:00 p.m. on Thursday, February 23, 2023.

Source: https://public-inspection.federalregister.gov/2023-03650.pdf The subject matter of the closed meeting will consist of the following topics: * Institution and settlement of injunctive actions; * Institution and settlement of administrative proceedings; * Resolution of litigation claims; and * Other matters relating to examinations and enforcement proceedings Reddit Post