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Is JP Morgan good? Request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose early withdrawal charges and asset-based distribution and/or service fees with respect to certain

Source: https://public-inspection.federalregister.gov/2023-04866.pdf An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SECโ€™s Secretary at [email protected] and serving the relevant applicant with a copy of
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Commodity Futures Trading Commission (CFTC) Alert! In Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting: 'We are now witnessing the deployment of Web 3.0.'

Source: https://www.cftc.gov/PressRoom/SpeechesTestimony/johnsonstatement030823 Introduction Good morning and welcome to the first meeting of the Market Risk Advisory Committee (MRAC) in 2023 and our second MRAC meeting under my sponsorship. As our agenda indicates, today we will engage in the CFTCโ€™s first public meeting examining
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SEC Alert! Proposal request for approval of extension for Rule 607, which requires disclosure on each new account and on a yearly basis thereafter, on the annual statement, the firm's policies regarding receipt of payment for order flow.

Source: https://public-inspection.federalregister.gov/2023-04825.pdf Rule 607 requires disclosure on each new account and on a yearly basis thereafter, on the annual statement, the firm's policies regarding receipt of payment for order flow from any market makers, exchanges or exchange members to which it routes customers&
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